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The following is a listing of ethics advisory
opinions, involving issues of interest to prosecutors, found
through research of the opinions issued in each of the fifty
states. Most of the summaries used in indexing the opinions
come from the opinions themselves.
Some of the indexed opinions, for which the
Center has received permission to post, are available on this
site as pdf documents; those that are available are the exclusive
work product of the State Bar from which they come. Most of
the other documents may be located using the links located
on the links page of this site (some will require use of Westlaw™
or another similar research site).
The Center will continually update this index
by adding and, as necessary, deleting topic headings and ethics
advisory opinions. Please notify the Center
if an error is discovered or if you are aware of additional
topic headings or ethics advisory opinions that should be
included.
ADVICE BY PROSECUTOR, GIVING OF
ADVOCACY
- ABA Formal Op. 93-377. Opinion addresses propriety
of attorney or attorney’s firm advocating position
on substantive legal issues on behalf of one client that
is directly contrary to position being advocated by attorney
or attorney’s firm in another, unrelated matter.
- ABA Formal Op. 94-386R. Opinion addresses propriety
of citing unpublished opinion where court rules prohibit
such usage.
- ABA Formal Op. 84-1505. Opinion addresses attorney’s
duty to disclose adverse legal authority.
CAMPAIGNS/CAMPAIGNING
(See also Endorsements/Recommendations and Relationship and
Interaction with Judges)
- MI (1989-RI023) Acceptance of contribution from accused's
close relative during election campaign for county prosecutor
ordinarily is insufficient reason for county prosecutor
later to abdicate official duties of office absent other
circumstances indicating donation was intended to influence
favorable treatment in particular matter.
- NY (1995-675) Assistant District Attorney may not participate
in campaign activities on behalf of another person running
for public office.
- OR (1991-36) Attorney may campaign for judicial office,
provided he follows certain guidelines contained within
disciplinary Rules.
- UT (1978-48) While attorney candidate for political
office may not use endorsement statements of judge, he
may use endorsement of former client if used for sole
purpose of garnering votes provided endorsements are done
in dignified manner.
COMPETENCY
CONSULTATION WITH ANOTHER ATTORNEY
CONFLICTS OF INTEREST (See also Special
Prosecutors)
a. Dual Employment/Dual Representation
- AL (1993-09) Prosecutor may represent estate of deceased
homicide victim with consent of estate and supervisor.
- AZ (1985-6) District Attorneys office not considered
“firm” for purposes of imputed disqualification.
- AZ (2000-09) No per se conflict when part time prosecutor
works as law enforcement officer.
- AR (2003-02) Law partner of part time judge may handle
criminal matter outside judge’s jurisdiction.
- DC (2001-308) Prosecutor who left private practice
for government service owes continuing obligations to
former clients.
- DE (2003-01) Solicitor may not give legal advice to
city police trial board and police association dealing
with same disciplinary case.
- FL (1966-01) Law partner of an assistant state attorney
may not engage in criminal defense practice.
- FL (1964-72) Prosecuting attorney before county judge’s
court may not act as defense counsel in criminal cases
in same county.
- FL (1968-57) Conflict of interest exists when attorney
serves as public defender and county prosecuting attorney
simultaneously.
- FL (1969-26) Prosecutor should not sit as judge in
court he normally prosecutes in.
- FL (1968-35) Not appropriate for associate of state
attorney to take criminal defense appointment.
- FL (1970-38) Conflict of interest exists when part-time
prosecutor or member of firm handles criminal defense
work.
- FL (1972-48) No conflict of interest exists when county
lacks number of attorneys needed to take criminal defense
cases and newly appointed assistant state attorney and
partner continue to serve as court-appointed defense counsel
for indigents.
- FL (1975-14) Conflict of interest exists when firm
of part-time assistant attorney represents public body
in suit in which state attorney will be served with process
for response on behalf of public.
- FL (1978-05) In some circumstances, attorney cannot
serve as prosecutor when his partner serves as criminal
defense lawyer.
- FL (1972-48) No conflict of interest exists when county
lacks number of attorneys needed to take criminal defense
cases and newly appointed assistant state attorney and
partner continue to serve as court-appointed defense counsel.
- FL (1976-04) Prosecutor may use confidential information
gained from law enforcement in criminal prosecution in
relative civil action against law enforcement.
- GA (86-01) Conflict of interest created by dual employment
by part-time solicitor.
- GA (86-03) No per se disqualification of county attorneys
from representing criminal defendants, unless defendant
charged with violation of county ordinance.
- IL (91-22) Lawyer who is part time state district attorney
may not represent defendants in criminal matters in contiguous
county.
- IL (94-16) Lawyer who represents criminal defendants
may accept juvenile cases as Special Prosecutor with full
disclosure and consent.
- IN (1963-11, 1964-01) Prosecuting attorney cannot represent
private party in divorce case if state imposes statutory
obligations upon prosecuting attorney in such cases.
- IN (1972-02, 1973-03) Prosecutor cannot represent criminal
defendant accused of crime in any matter which involves
same transaction or occurrence.
- IN (1963-12, 1964-02) Deputy prosecuting attorney who
prosecutes in City Court cannot appear as defense counsel
in criminal cases in Circuit Court.
- IN (1977-01) Part time deputy prosecutor cannot represent
criminal defendants in private practice.
- IN (1979-05) Conflict exists where plaintiff’s
counsel if prosecutor and is suing city in which he prosecutes
in civil action or action involving police officer.
- IN (1979-06) Conflict exists where prosecutor represents
plaintiffs in civil action against defendant who is being
prosecuted in criminal action arising out of same set
of facts.
- IN (1985-05) Conflict of interest exists when firm
which has among its members deputy prosecuting attorney
accepts representation of juvenile and parents against
corporate defendant in civil cause of action arising out
of set of circumstances which could result in criminal
charges being brought against corporate defendant by office
of prosecuting attorney.
- IN (1981-03) No conflict of interest when prosecuting
attorney’s office represents petitioner in matter
under Title IV-D of Social Security Act, who is also being
criminally prosecuted by same office.
- IN (1981-07) Violation where part time prosecuting
attorney representing civil client in matter involving
collection of support.
- IN (1981-08) No violation where part time prosecuting
attorney represents county welfare department in private
practice.
- IN (1982-02) No ethical violations when prosecutor
and criminal defense attorney engage in non-legal business
relationships.
- KY (2000-E412) Partner of prosecutor may not represent
criminal defendants in same county in which prosecutor
acts as prosecutor.
- KY (1985-291) Assistant county attorney and partner/associate
may not represent person on civil matter who is being
prosecuted in same county for unrelated criminal offense.
- KY (1992- E 350) Prosecutor, partners and associates
should not try defendants with whom prosecutor is embroiled
in civil litigation.
- KY (1967- E 31) City prosecutor charged with prosecution
of criminal offenses may not represent defendants in criminal
cases.
- KY (1975-E 115) County Attorney may conduct both county
business and private practice out of same office located
in county courthouse.
- KY (2000-E 415) Part-time prosecutor may not represent
respondent in matter involving civil domestic violence
order.
- KY (1974-E 66) County Attorney may legally engage in
practice of Workmen’s Compensation and related cases.
- KY (1975-E 113) Unethical for Assistant County Attorney,
who is prosecutor, to be appointed Deputy Sheriff in order
to make arrest rather than taking out warrants.
- KY (1975-E 124) Commonwealth’s attorney may not
prosecute defendant on retrial of criminal charge, when
defendant’s lawyer at first trial has joined office
of Commonwealth Attorney.
- KY (1976-E 157) Assistant Commonwealth’s Attorney
may in some circumstances after he has left office accept
fee from victim’s family to continue prosecution.
- KY (1977-E 160) Assistant county attorney may not defend
criminal cases in courts of county in which he is appointed
to serve. Attorney’s partners may not defend criminal
cases either.
- KY (1977-E 214) Prosecutor may not serve as prosecutor
and trial commissioner simultaneously.
- KY (1979-E 215) Part-time assistant county attorney
may not represent defendant in civil action to collect
delinquent support payments.
- KY (1982-E 257) Attorney for Commonwealth may, in some
circumstances, prosecute criminal action against defendant
that was party to civil action in which Attorney for Commonwealth
represented one party at time criminal complaint was filed.
- KY (1984-E 294) Proper for Commonwealth Attorney to
represent party in contested custody matter where no criminal
warrants have been issued.
- KY (1985-291) Assistant county attorney, partner or
associate may not represent person in civil matter who
is simultaneously being prosecuted in same county for
an unrelated criminal offense.
- ME (1980-07) Conflict exists where District Attorney
serves as counsel for defendants, County Sheriff and County
Commissioner, in civil action brought by prisoner in County
Jail.
- ME (1983-39) When one member of firm has been offered
position as district attorney and accepted, other members
of firm can no longer represent criminal defendants in
that district.
- ME (1984-49) Improper for district attorney to represent
town or taxpayer in abatement before county commissioners.
- MA (1978-01) Town prosecutor, nor any member of firm,
may represent criminal defendant in trial or appeal of
case in which town has an interest or case in which he,
or any police or other officer of town is involved.
- MA (1979-04) No violation if member of District Attorney’s
Office prosecutes former client of fellow district attorney,
as long as client confidentiality is maintained.
- MA (1980-01) Law student may represent indigent defendant
against prosecution by Commonwealth in one county while
simultaneously prosecuting criminal case on behalf of
Commonwealth in another county.
- MA (1981-08) No per se bar to representation of criminal
defendants by firm that employs attorney whose spouse
is assistant district attorney even in cases in which
firm and assistant district attorney are opposing counsel
of record.
- MA (1991-02) Law firms may handle cases for district
attorney's office while simultaneously handling criminal
defense work in same county so long as certain safeguards
are observed.
- MI (1982-C225) Private lawyers selected from voluntary
rotation list by city attorney's office may act as special
prosecutors to prosecute misdemeanor ordinance violations
on behalf of city attorney's office; as long as private
lawyer's participation as special prosecutor is on pro
bono basis, lawyer may also represent defendants charged
with criminal offenses within jurisdiction.; where private
lawyer acts as special prosecutor, another member of same
firm may not represent defendant.
- MI (1991-RI112) Prosecuting attorney is not ethically
prohibited from enforcing Incompatible Offices Statute
against two of county's commissioners, notwithstanding
that prosecuting attorney's office serves as general corporation
counsel for county.
- MI (1992- JI56) Assistant prosecutor may not serve
as part-time magistrate for district court.
- MI (1992-RI152) When prosecutor is disqualified from
case because prosecutor was defense counsel of record
in matter, no prosecutors who report to prosecutor may
handle appeal for state.
- MI (1995-RI183) Prosecutor serving as legal advisor
to Department of Social Services in child neglect matters
has duty to evaluate whether circumstances exist which
create conflict of interest requiring client consent or
prosecutor's withdrawal.
- MI (1996-RI283) Prosecutor may establish pro bono legal
services program for lawyer employees of prosecutor's
office, but conflicts of interest may arise.
- MI (1996-RI280) Prosecutor who is representing prosecutor's
spouse in negotiations with insurance company regarding
claim may not prosecute arson cases in which insurance
company is only remaining statutory crime victim.
- MS (1988-142) Conflict of interest exists when special
appeals prosecutor simultaneously represents criminal
defendant on appeal from city court.
- MS (1978-45) Part-time prosecuting attorney should
not accept private employment arising from situation which
he was actively engaged in as prosecuting attorney in
employ of State.
- MS (1979-55) Conflict of interest exists when prosecuting
attorney represents individual in reinstatement of driving
privileges as result of attorney’s prosecution in
lower court.
- MS (1982-70) Part-time county prosecutor may accept
employment in civil proceeding for malicious prosecution
when he was not involved in criminal prosecution regarding
same facts.
- MS (1982-75) Improper for city attorney to also hold
position of municipal court judge in same jurisdiction.
- MS (1985-111) Attorney practicing law with wife of
Assistant District Attorney cannot accept cases within
district served by District Attorney for whom Assistant
is employed.
- MS (1986-120) Conflict arises when part-time county
prosecuting attorney is member of firm considering taking
cases dealing with those in which part-time prosecutor
participates.
- MO (940158) Prosecutor’s office may not handle
case where one of prosecutors represents individual in
civil matter under criminal investigation; special prosecutor
must be assigned to handle case.
- MO (950067) No conflict of interest exists where prosecutor
for city X represents defendants in city Y before same
judge.
- MO (950160) Under certain circumstances, prosecutor
may practice as criminal defense lawyer.
- MO (950247) Prosecutor may serve as municipal judge
and as assistant prosecutor in another county.
- MO (950251) Prosecutor may take family law cases if
prosecutor is screened from participating in child support
cases.
- MO (9500760) Specific conflict of interest does not
arise where municipal prosecutor for County X serves as
Municipal judge for county Y.
- MO (960050) Part-time prosecutor may not represent
client in juvenile matter if conduct occurred within boundaries
of city or city police were involved in investigating
or responding to underlying situation.
- MO (960137) Prosecuting attorney who has hired new
assistant, is not disqualified because of assistant’s
former matters which are still pending as long as assistant
is effectively screened.
- MO (970208) As long as no factors related to officer
or employee’s relationship with Attorney’s
Office that would affect Attorney’s objectivity
or objectivity of assigned prosecutor, firemen, court
personnel, and relatives of law enforcement may be prosecuted
without assigning special prosecutor.
- MO (970220) Attorneys who are Business partners and
prosecutors, should not prosecute case where one attorney
is involved.
- MO (980126) Conflict of interest exists where prosecutor’s
representation of personal estate is adverse to interests
of Department of Social Services.
- MO (20000200) Part-time municipal prosecutor may defend
municipal cases in other municipalities, as long as law
enforcement officers from municipality, in which attorney
is part-time prosecutor, were not involved.
- MO (20030005) Conflict interest may arise when part-time
prosecutor represents criminal defendant.
- MT (1985-850820) Except as law may otherwise expressly
permit, lawyer shall not represent private client in connection
with matter in which lawyer participated personally and
substantially as public officer or employee, unless appropriate
government agency consents after consultation.
- MT (1988-881130) City attorney of city which has consolidated
its law enforcement (now enforces both city and county
law) may not defend criminal actions in county which are
being prosecuted by county attorney.
- NE (1972-07) Part time county attorney may represent
estate of regular client where he didn’t participate
in investigation of death.
- NE (1972-13) City attorney whose duties include prosecuting
violations of ordinances and state statutes may not properly
represent anyone charged with crime.
- NV (1986-01) Private attorney who has partnership with
deputy District Attorney may not defend any person charged
with violation of ordinance or law.
- NH (1996-97/6) Part-time court prosecutor prohibited
from representing criminal defendants in any court.
- NJ (1963-05) Attorney who serves as municipal prosecutor
should be prohibited from appearing before mayor and council
representing personal client.
- NJ (1963-08) Proper for attorney to represent client
(where there is previous client attorney relationship
and prosecutor had received recusal from prosecuting disorderly
case involving client) with regard to preparation of separation
agreement with wife's attorney, at instigation of latter.
- NJ (1963-08) Attorney serving as municipal prosecutor
is serving as attorney for municipality and is prohibited
from appearing against municipality.
- NJ (1963-19) Improper for member of bar at same time
to act in interest of client and against client, even
if areas of representation are entirely distinct.
- NJ (1964-32) Improper for attorney who is associate
city solicitor to engage in civil matter arising from
automobile accident, after processing in municipal court
traffic violation charged in connection with said accident,
even if attorney did not appear there in capacity as prosecutor.
- NJ (1965-73) Part time prosecutor who maintains private
office in different district may use stationary and business
cards given to him by district within which he is prosecutor.
- NJ (1965-568) Attorney cannot hold positions as both
township solicitor and attorney to County Welfare Board.
- NJ (1967-104) Prosecutor may not, in consolidated criminal
trial with two defendants, appear in defense of one defendant
while prosecuting other.
- NJ (1967-106) Neither county attorney nor assistants
can represent private clients in following situations:
(a) appearing before county tax board, (b) represent defendant
before magistrate in criminal proceeding which is an indictable
offense in county which county counsel serves, (c) represent
defendant indicted for crime in county, or (d) appearing
before any agency of county on behalf of private client.
- NJ (1968-140) Any member of city’s law department
who prosecutes cases in municipal court is not permitted
to defend police officer in same court.
- NJ (1969-162) Assistant county prosecutor for county
in which alleged offense took place may not represent
plaintiffs in civil action against municipality, police
department and individual members of same located in county
for which he is assistant prosecutor.
- NJ (1971-191) No member of firm may represent criminal
defendants in criminal matters in county where former
partner is now full time prosecutor.
- NJ (1972-239) Where offense occurred outside of prosecutor’s
municipality and accused resided outside of same municipality,
prosecutor may represent accused in another municipality
and before county court.
- NJ (1975-314) No conflict where prosecutor represents
private client before Director of Division of Motor Vehicles
in revocation hearing, provided offense didn’t occur
in prosecutor’s municipality.
- NJ (1977-370) Improper for chief legal officer of government
body to represent persons accused of violating law within
same jurisdiction as officer is employed.
- NJ (1985-563) Improper for prosecutor’s firm
to appear actively on behalf of judge in personal matters.
- NJ (2000-690) Active police officers may not accept
appointment as municipal prosecutor.
- NM (1985-10) Assistant district attorney who lives
in another district may prosecute traffic cases in district
of residence.
- NY (1994-670) Part-time judge associated in private
practice with assistant district attorney may not represent
criminal defendants; associate/assistant district attorney
may not practice before judge; other members of District
Attorney's office may appear before judge.
- NY (1999-725) Assistant District Attorney may not appear
before Town Justice who is sibling. Other attorneys in
District Attorney’s office may appear before Town
Justice.
- NC (1989-RPC 72) Attorney hired by Bureau of Indian
Affairs to prosecute criminal charges before Tribal Court
may represent defendants in state or federal court even
if defendants have been arrested by members of Tribal
Police Force.
- NC (1991-RPC 95) Assistant district attorney may prosecute
cases while serving on school board.
- ND (1985-01) “City prosecutor in municipal court
may appear as defense counsel in any criminal action in
any court other than that which he, or any member of his
firm, regularly appears as city attorney/prosecutor.”
- ND (1991-02) Part-time State’s Attorney is free
to perform criminal defense work in counties other than
that in which he holds prosecutorial appointment.”
- OH (87-04) While prosecuting attorney may not practice
law in spouse’s courtroom, disqualification of one
prosecuting attorney does not per se disqualify all other
lawyers serving in office.
- OH (1988-08) Part-time prosecutor may not represent
criminal defendants against state in private practice.
- OH (1988-013) Prosecuting attorney may appear before
part-time municipal court judge who employs prosecutor’s
assistant in private practice.
- OH (1989-23) Assistant county prosecutor also working
as police officer must choose between positions only if
one position is subordinate; moreover, he or she may not
prosecute any case in which he may be called to testify.
- OH (1995-11) Not per se improper for different attorneys
in same prosecutor’s office to simultaneously handle
prosecutions of family or household members charged with
committing domestic violence against each other.
- OK (1961-215) Acting County Attorney should maintain
separate office in which to pursue private practice.
- OK (1932-32) Improper for city attorney to accept employment
as special prosecutor in cases involving bank failures.
- RI (1990-36) Attorney may properly function as part-time
assistant city solicitor provided as private attorney
does not represent client with interest adverse to city.
- RI (1991-62) Representation as Assistant City Solicitor
in lawsuit against another city and city official in individual
capacity is permissible if consent of city is obtained.
- RI (1992-28) Attorney prohibited from assisting in
prosecution of client.
- RI (1992-70) Assistant solicitor employed by municipality
and under direct supervision of attorney employed by private
practice cannot represent municipality in case where supervising
attorney is representing opposing interest.
- RI (1993-88) Law firm that hires former prosecutor
to do research cannot continue to represent private client
in matter in which former prosecutor participated, unless
proper screening takes place, former prosecutor takes
no fee, and municipality is informed.
- RI (1994-13) Permissible for resigning prosecutor to
continue to represent town in civil proceedings, even
where future firm represents defendants in criminal cases,
where consent is obtained from both parties.
- RI (1994-37) Part-time city solicitor is not per se
prohibited from representing employee of same city in
attorney’s private practice regarding non-city related
matters.
- RI (1994-68) Prosecutor does not violate rules of professional
conduct by representing town A in misdemeanor cases and
taking employment for town B regarding similar cases.
- RI (1995-32) Law firm cannot represent client whose
interests are adverse to town while associate of firm
is city solicitor for town.
- RI (1995-59) When solicitor is also member of firm,
if firm is representing client, solicitor cannot prosecute
spouse of client in District Court.
- RI (2003-01) Town solicitor may represent individuals
in civil action against families of two juveniles whom
town is prosecuting if solicitor’s office does not
represent town in prosecution of juveniles.
- SC (1977-02) Circuit solicitor who intends to become
full-time solicitor may complete pending cases from private
practice before taking on full-time position, but may
not defend criminal cases.
- SC (1981-18) City attorney's partner who occasionally
does criminal prosecutions in city court may defend clients
in other courts unless city attorney is precluded from
handling matter in those courts.
- SC (1982-07) City attorney's law partner who occasionally
does criminal prosecutions in city court may defend clients
in other courts unless city attorney is himself precluded
from handling matter in those courts; lawyer should disclose
his position as part-time prosecutor and obtain client's
consent and he should also disclose on record his position
as prosecutor, and court should determine if there is
conflict or appearance of impropriety.
- SC (1982-26) While part-time assistant solicitor also
employed by private law firm may not represent criminal
defendants in any courts, other members of law firm may
represent criminal defendants in courts outside county
where part-time solicitor employed.
- SC (1985-21) County attorney may represent Department
of Social Services, provided county attorney's office
has no other involvement in child abuse and neglect proceedings.
- SC (1993-03) Former public defender who joins solicitor’s
office may not discuss any cases on which he worked as
public defender with any attorneys in solicitor’s
office, except for generally known information about former
client; where former public defender, now solicitor, worked
on these cases, he should recuse himself from them and
allow another solicitor to handle cases.
- SC (1993-22) Attorney retained by county to prosecute
criminal cases in county magistrate courts made only by
South Carolina Highway Patrol and county sheriff's department
may defend persons charged with crimes in municipal court.
- SC (1997-41) Absent resignation, attorney who works
part-time as special prosecutor should not represent party
in civil action where tortfeasor is being prosecuted by
solicitor's office in which attorney works; if attorney
does resign, former solicitor may not file suit for private
client against alleged tortfeasor in county where attorney
served if attorney participated personally and substantially
in matter concerning client and alleged tortfeasor while
prosecutor unless solicitor's office consents after consultation;
moreover, attorney may be barred from this representation
because of information to which attorney had access.
- TN (1983-55) Not improper for District Attorney to
prosecute welfare fraud after providing child support
enforcement services to same person.
- TN (1986-107) If attorney disqualified from employment
in particular matter then any partner or associated is
also disqualified.
- TN (1987-11) Vicarious disqualification should be examined
and determined by court on case-by-case basis.
- TX (1949-23) Member of firm (or partner) who is county
attorney in county of firm's domicile may not defend person
then being prosecuted for crime in another Texas county.
- TX (1951-37) Law partner of county attorney may not
practice criminal law in district court of county in which
his partner is county attorney.
- TX (1955-109) Prosecuting husband for child desertion
precludes district attorney from representing wife in
divorce action.
- TX (1956-132) Not improper for attorney to serve as
district attorney without severing his membership in law
firm so long as no member of firm takes civil or criminal
case against state or county.
- TX (1958-183) Improper for district or county attorneys
or county judges to accept employment in any case in which
they are (1) acting adversely to state or county; (2)
forbidden by statute to act; (3) employed because of their
official capacity; or (4) engaging in activities which
would interfere with full and efficient performance of
official duties.
- TX (1958-187) Law partner of county attorney may not
assist in defense of criminal case in district court.
- TX (1960-195) Improper for two attorneys to continue
as partners when one is County Attorney and other is County
Judge of same county.
- TX (1965-307) District Attorney (or law firm) may not
ethically represent bonding company defendant in civil
suit filed by county situated in district for misappropriation
by county official after presentation by District Attorney
of facts to grand jury.
- TX (1966-312) Unethical for prosecuting attorney to
represent police officer in civil action for overtime
wages when duty might require investigation or prosecution
of criminal action arising out of same facts.
- TX (1967-332) Improper for public prosecutor to represent
any party in civil matter arising out of occurrence which
is subject of criminal investigation or prosecution within
jurisdiction of such prosecutor.
- TX (1971-356) District Attorney should not use official
stationery in personal practice.
- TX (1986-430) Attorney in district attorney's office
may undertake representation of another attorney in office
who is defendant in suit in federal court relating to
matters arising in district attorney's office unless he
or another attorney in office other than defendant attorney
ought to be called as witness in suit.
- TX (1987-441) Attorney in county domestic relations
office may not prosecute wife during or after prosecuting
husband; instead, another attorney in county domestic
relations office may prosecute wife provided that certain
conditions are met.
- TX (1987-455) Improper for lawyer who represents plaintiff
in civil suit alleging cause of action against defendant
to assist in prosecuting criminal charge against same
defendant.
- UT (1965-01) Deputy county attorneys should not be
assigned to represent indigent defendants in other counties.
- UT (1972-06) City attorney whose position includes
prosecutions may not defend those charged with misdemeanors
and criminal offenses in other jurisdictions unless assigned
to do so by court.
- UT (1972-10) Municipal attorneys in sparsely populated
areas may represent criminal defendants in other municipalities.
- UT (1973-15) County attorney may not accept employment
in civil matter where he had previously determined that
there was not sufficient cause to bring criminal charges.
- UT (1973-16) County attorney may not represent persons
accused of crimes in other states but may make available
to attorney retained in other state information developed
in private civil case which county attorney worked on.
- UT (1980-73) Municipal prosecutor may not represent
criminal defendants in same circuit court district, even
if defense is conducted in different divisions of court.
- UT (1994-126) City attorney with prosecutorial functions
may not represent defendant.
- UT (1998-01) Prosecuting attorney acting as private
practitioner should avoid engaging in civil action that
involves parties and facts that have been or become subject
of criminal investigation within prosecutor's jurisdiction.
- UT (2001-06) Private representation of individual by
part-time county attorney at protective-order hearing
is not per se violation.
- VT (1988-09) Improper for member of firm to act as
part-time prosecutor in one County, while this attorney
and other members of firm are conducting criminal defense
work in other Counties.
- VT (2001-11) Attorney, who holds position as part-time
State’s Attorney and has separate private practice,
may represent private party in litigation where State
is opposing party and litigation is not related to attorney’s
position as State’s attorney.
- VT (2003-03) Under limited circumstances, attorney
who is "of counsel" to firm may work part-time
as Assistant Attorney General, when firm and Attorney
General's office represent adverse parties in litigation
not related to work of attorney for State.
- WA (1950-1) Not proper for attorney to accept employment
representing client in civil suit if attorney has prosecuted
someone arising out of same transaction or occurrence.
- WA (1959-59) No conflict where attorney, who works
for county or state in position of prosecuting attorney,
takes position in another public office for same county
or state.
- WA (1960-74) Not unethical for prosecuting attorney
to represent plaintiff in civil action where adverse party
is represented by deputy prosecuting attorney where such
deputy maintains separate offices in adjoining city.
- WA (1965-132) Not proper for judge, prosecuting attorney
or city attorney who has tried or prosecuted defendant
in criminal case to then represent plaintiff in claim
against same defendant involving same transaction or occurrence.
- WA (1971-149) Not unethical for lawyer to serve as
prosecuting attorney and city councilman simultaneously.
- WV (1977-09) Improper for prosecutor or member of his
staff to prosecute an action on behalf of private client
against Workmen’s Compensation Commissioner.
- WV (1978-01) Prosecuting attorney may engage in private
civil practice, but lawyer who attempts to act in both
capacities should not accept private employment which
is inconsistent with or antagonistic to public employment.
- WV (1978-02) Improper for prosecuting attorney to represent
any parties to accident in civil suit where prosecutor
has investigated accident but determined that criminal
prosecution was not warranted.
- WV (1983-04) Not ethically proper for prosecuting attorney
to represent claimant in matter before Court of Claims.
- WV (1985-2) Lawyers serving together in prosecuting
attorney’s office are not members of “law
firm” for purposes of imputed disqualification.
- WV (1992-01) When prosecuting attorney is disqualified
for any reason, that disqualification is imputed to entire
office.
- WV (1993-03) Prejudicial to administration of justice
for municipal judge to be employed simultaneously as assistant
prosecuting attorney.
- WI (1965-1) District Attorney prohibited from representing
client whose land is taken in condemnation proceedings
through highway commission.
- WI (1975-17) Full-time district attorney may not also
work in private practice.
- WI (1979-08) Where local ordinance incorporates state
statute, neither district attorney nor his partner should
defend ordinance violation.
- WI (1986-15) Lawyers who take positions at district
attorneys office (after practicing defense work) must
disclose all information to firm and district attorneys
office and are disqualified from working on all matters
accepted by former firm prior to departure.
- WI (1986-18) District Attorney can prosecute cases
assigned to public defender’s office prior to their
resignation from same office only when they had no actual
knowledge of case.
- ABA Information Op. 1285. Opinion addresses propriety
of municipal attorney representing criminal defendants
in criminal cases.
- ABA Information Op. 1432. Opinion addresses propriety
of lawyer continuing to serve as part-time prosecutor
when member of his civil law firm advises persons who
are impacted by laws part-time prosecutor is charged with
enforcing.
- ABA Formal Op. 93-372. Opinion addresses propriety of
requesting future conflicts of interests.
b. Former Clients
- AL (1990-05) In child support cases, attorney is vicariously
disqualified when another prosecutor was substantially
involved in matter.
- AL (1994-10) District attorney is not vicariously disqualified
even though newly employed assistant has participated
in criminal cases as defense counsel so long as new assistant
is adequately screened from participation.
- KY (1976- E 153) Prosecuting attorney who has represented
party in divorce action may not subsequently participate
in prosecution of adverse party under KRS 530.050 for
non-support of children of marriage.
- KY (1982-E 257) Attorney for Commonwealth may prosecute
criminal action against defendant that was party to civil
action in which Attorney represented one of parties at
time criminal complaint was filed.
- MO (940152) Special prosecutor not required where prosecutor
has social relationship and previous attorney/client relationship
with victim.
- RI (1995-34) To have conflict of interest between former
client and present client, matters must be same or substantially
related.
- SC (1997-12) Because all indictments handed down during
former Solicitor's term were done under his supervision,
former elected Solicitor has conflict under Rule 1.11
in representing persons indicted while he served as Solicitor;
however, conflict can be waived by State.
- SC (2003-02) Because attorney’s former representation
of Army officer not appear to be substantially related
to present criminal charges against officer and attorney
learned no confidential information relating to present
criminal charges, attorney may serve as prosecuting attorney
in Army’s criminal case against Army officer.
- TX (2001-538) Newly elected district attorney is prohibited
from prosecuting both motion to revoke probation in case
where he served as defense counsel in original proceeding
and new charges against former client without former client’s
consent.
- WV (1984-00) It is not necessary for prosecutor to
disqualify himself when accused is former client, provided
that relationship between two had been terminated prior
to criminal charges.
- WI (1986-08) District Attorney’s former substantial
or total responsibility for representing persons in matters
still pending involving that attorney’s office requires
disqualification of office.
c. Judicial Clerks, Prosecutor’s
Past or Present Employment as
- MI (1990-RI043) Assistant prosecutor previously employed
as judicial clerk is disqualified from representing prosecutor's
office before that court in matter involving lawyer's
personal or substantial participation as clerk; when assistant
prosecutor is disqualified from court proceeding because
of prior involvement with case as judicial clerk, and
disqualified lawyer holds supervisory position in prosecutor's
office, entire staff of prosecutor's office is disqualified
from all those proceedings to which individual disqualification
applies, unless prosecutor's office can demonstrate mechanism
for screening tainted lawyer from participation in case.
- NY (1995-672) Partners may hold positions as assistant
district attorney and confidential law clerk to County
Court judge provided that confidential clerk may not appear
before any judge of County Court or practice criminal
law and assistant district attorney may not appear before
County Court judge employing confidential clerk, although
other members of District Attorney's staff are not so
restricted.
d. Relationships (Other than Former Client)
-
AL (1995-10) Lawyer may prosecute
criminal defendant represented by lawyer’s brother
if lawyer’s office and brother’s client both
consent.
-
AK (1982-2) Prosecuting attorney married
to judge can continue to prosecute cases if safeguards
are followed.
-
AZ (2000-10) Attorney working for
Legal Defender’s Office may work on case opposite
significant other as long as certain guidelines followed.
-
CA (1984-83) When public defender
is married to district attorney, they must disclose such
information to client and court.
-
CA (1987-93) Deputy District Attorney
must disclose to court relationships with bailiff or court
reporter.
-
DE (1989-05) Attorney is not prohibited
from representing criminal defendants while spouse is
prosecutor with Attorney General’s office, provided
safeguards are put in place.
-
IN (1983-02) District Attorney whose
spouse is judge is not disqualified as long as they don’t
take cases in spouse’s court.
-
IN (1988-1) Partner in firm may not
take position with County Prosecutor’s Office where
father and partner is also part time judge of court in
same county.
-
KY (1982-E 257) Attorney for Commonwealth
may prosecute criminal action against defendant that was
party to civil action in which Attorney represented one
party at time criminal complaint was filed.
-
KY (1995-E 386) Spouse of prosecutor
may practice criminal law in same jurisdiction as spouse-prosecutor
as long as spouses do not appear in same cases and client
consents after consultation.
-
ME (1983-36) District Attorney forbidden
from prosecuting case against person who is represented
by lawyer whose partner is spouse of District Attorney.
-
ME (1985-65) Attorney with in-law
relationship with district attorney may represent defendants
whether or not in-law is involved in case, provided disclosure
requirements are met.
-
ME (1986-70) Criminal defense counsel
whose spouse is member of District Attorney’s Office
can defend matters handled by District Attorney’s
Office, with proper disclosure and consent by client.
-
MA (1976-26) Attorney associated with
son in practice should not handle any criminal cases being
prosecuted by district attorney's office in which his
son serves as assistant district attorney.
-
MA (1981-08) No per se bar to representation
of criminal defendants by firm that employs attorney who
is spouse of assistant district attorney even in cases
in which firm and assistant district attorney are opposing
counsel of record.
-
MA (1995-3) Close family member of
district attorney isn’t automatically disqualified
from defending criminal cases within district attorney's
county. Consent of defendant will be effective to avoid
disqualification.
-
MI (1982-RI012) No conflict exists
between prosecuting attorney and prosecutor's spouse and
neither is disqualified from performing functions of his/her
position by virtue of their relationship.
-
MI (1995-RI228) Lawyer whose spouse
is employed by prosecutor's office is not per se prohibited
from representing criminal defendant, provided disclosure
and consent are given.
-
MI (1995-JI101) Judge whose spouse
is assistant prosecuting attorney must disclose relationship
on record whenever prosecutor's office appears in matter
before judge, prosecutor appearing should disclose whether
spouse has participated in pending matter, and judge is
recused unless parties voluntarily ask judge to proceed.
-
MI (1996-RI280) Prosecutor representing
prosecutor's spouse in negotiations with insurance company
regarding claim may not prosecute arson cases in which
insurance company is only remaining statutory crime victim.
-
MS (1985-111) Attorney practicing
with wife of District Attorney must recuse self from criminal
cases within spouse’s district.
-
MS (1996-235) So long as precautions
are taken, spousal relation with district attorney does
not disqualify lawyer’s firm from representing criminal
defendants.
-
MO (70208) Firemen, court personnel,
and relatives of law enforcement may be prosecuted without
assigning special prosecutor as long as there are no factors
related to officers’ or court personnel’s’
relationship with prosecutor’s office that would
affect elected prosecutor’s objectivity or objectivity
of assigned prosecutor.
-
MO (940152) Attorney not required
to request special prosecutor in case where prosecutor
has social relationship with victim unless such relationship
would affect attorney’s independent exercise of
discretion.
-
MO (950187) Municipal prosecutor may
serve as prosecutor where relative is judge as long as
prosecutor does not appear before relative.
-
MT (1995-950407) Spouses may not serve
as opposing counsel.
-
NE (1978-09) Not per se unethical
for attorney to represent defendants in criminal cases
in county in which close relative of attorney is county
attorney.
-
NE (1990-03) County attorney may ethically
prosecute second cousin in criminal case if county attorney
has had no social or business contact with accused.
-
NE (1993-05) County attorney, whose
husband is police officer in same county, is not disqualified
from prosecuting case in which police department is involved
unless husband will be called as witness.
-
NJ (1971-191) No member of firm may
represent criminal defendants in criminal matters in county
where former partner is now full time prosecutor.
-
NJ (1971-201) Father may not continue
to represent criminal defendants once son has dissolved
partnership and become full time prosecutor.
-
NJ (1977-368) Assistant county prosecutor
whose mother is chief clerk of juvenile and domestic relations
court is not prohibited from appearing before that court
in limited fashion.
-
NJ (1978-394) Prosecutor should not
prosecute police officer in municipality where he serves
as prosecutor and where defendant is police officer or
other officer or employee of same municipality.
-
NJ (1978-400) Municipal attorney should
not represent municipal police officer who is charged
with disorderly persons offense or indictable offense
arising out of his duties as police officer in same municipality.
-
NJ (1987-599) Father/brother who have
not worked with daughter/sister assistant prosecutor is
not barred from practicing criminal defense work in her
district.
-
NJ (1989-627) Prosecutor can continue
to work in municipal court where his second cousin is
judge.
-
NY (1993-660) Couple who dates frequently
is ethically barred from trying criminal cases in opposition
to one another.
-
NY (1999-725) Town Judge may not preside
over case where sibling is Assistant District Attorney.
-
OH (87-04) Prosecuting Attorney may
not practice law in spouse’s courtroom. Disqualification
of prosecuting attorney does not per se disqualify other
lawyers serving that office.
-
OH (1991-22) Conflict of interest
arises when siblings are both prosecuting attorney and
criminal defense attorney.
-
OH (1993-7) Assistant county prosecutor
and criminal defense attorney who are spouses may not
represent opposing parties in criminal matter, except
upon disclosure and consent.
-
RI (1992-70) Assistant solicitor employed
by municipality and under direct supervision of attorney
employed by private practice cannot represent municipality
in case where supervising attorney is representing opposing
interest.
-
SC (1985-23) Legal services can hire
wife of assistant solicitor as secretary.
-
TN (1981-12) No per se rule baring
part-time prosecutor from representing alleged father
in defense of paternity suit.
-
TX (1950-32) District attorney may
not prosecute relative.
-
TX (2002-539) Spouse may not represent
criminal defendant where spouse is district attorney unless
reasonable belief that there will be no effect exists.
-
VT (79-20) Vermont practicing attorney
who is married to Vermont trial judge is not barred from
practicing before district court bench in general and
practicing attorney’s associates in attorney general’s
office are not precluded from practicing before attorney’s
spouse.
-
VA (1992-1465) There is no impropriety
in Commonwealth’s Attorney prosecuting those charged
with trespassing on homeowner association’s community
property when Commonwealth Attorney is either member or
elected official of association.
-
WV (1985-06) Not conflict of interest
per se for county prosecuting attorneys to investigate
and/or prosecute county officials.
-
WI (86-01) Where district attorney’s
spouse is deputy sheriff in same county, there is no reason
for attorney to treat cases investigated by spouse in
different manner.
-
ABA Informal Op. 1419. Opinion
states that there is no impropriety in prosecutor serving
as landlord of public defender.
- ABA Formal Op. 93-372. Opinion addresses propriety of
requesting future conflicts of interests.
e. Shared Offices
- DC (2001-303) Unaffiliated lawyers may share office space
and related services as long as they don’t compromise
confidentiality.
- KY (1975-E 128) County attorney may not share office with
judge of police court.
- KY (1987-E 322) Attorney who represents criminal defendants
may not share office with full or part time prosecutor.
- MI (1991- RI082) Criminal defense lawyer acting as landlord
may rent office space for use by county prosecutor provided
that lawyers both maintain strict confidentiality.
- MS (1987-134) When prosecuting attorney shares office
space with criminal defense attorney, proper precautions
must be used to maintain client confidentiality.
- NJ (1970-185) It is improper for prosecutor to share office
with attorney who is “quasi-criminal” defense
lawyer.
- NJ (1986-584) Conflict of interest created when office
building shared between municipal court judge, municipal
prosecutor, and municipal attorney.
- OH (1992-13) Assistant county prosecutor in part time
private practice may share office space with or sublet office
space from attorney whose practice includes criminal defense
representation provided certain requirements are met.
- OH (1994-14) Assistant county prosecutor in part time
private practice can share office space with attorney whose
practice includes criminal defense representations. Attorneys
may co-counsel in civil cases not related to or in conflict
with prosecutor’s office.
- OK (1968-254) If relation between Assistant District Attorney
and another attorney should consist only of sharing office
space, it is not violation of ethical standards for that
attorney to accept criminal cases.
- RI (1992-33) Attorney who is sharing space with attorney
who is also member of city council is not prohibited from
practicing before any municipal entity.
- RI (1992-70) Assistant solicitor employed by municipality
and under direct supervision of attorney employed by private
practice cannot represent municipality in case where supervising
attorney is representing opposing interest.
- RI (1995-32) Law firm cannot represent client whose interests
are adverse to town while associate of firm is city solicitor
for that town.
- RI (2001-02) Attorney who shares office space with attorneys
who are solicitors may appear before municipality’s
zoning board of review.
- SC (1977-01) Circuit solicitor who intends to retire from
practice of law and become full-time solicitor may maintain
office in building in which he has one-half interest and
in which his former firm has offices.
- SC (85-17) Attorney C, who shares office space with sole
practitioner Attorney B, wife of Attorney A, who is Solicitor
of "X" Circuit, should not be prevented from representing
criminal defendants whose charges are being handled directly
by Solicitor A, and should not be precluded from continuing
criminal practice in any other respects.
- VA (1416) Improper for attorney who leases office space
to Commonwealth’s Attorney, while also sharing waiting
room, receptionist, and law library, to simultaneously represent
criminal defendant clients who are being prosecuted by Commonwealth’s
Attorney.
- VA (1578) Not improper for attorney who leases office
space to or from Commonwealth’s Attorney to represent
criminal defendants if certain precautions taken.
- WV (1976-03) Unethical for private attorneys to represent
criminal defendants where prosecuting attorney shares office
space, personnel, and stationary with two private attorneys.
- WI (2000-02) Lawyers are not prohibited from sharing office
space, support staff, or equipment with either another lawyer
or nonlawyer provided adequate protection is taken to protect
clients’ interests.
DISCIPLINARY RULES, APPLICABILITY OF
DISCOVERY, ISSUES RELATED TO (See also Evidence, Disclosure,
Receipt or Use of)
-
ABA Information Op. 1458. Opinion addresses
duty of attorney, in civil case, to disclose knowledge
of inaccuracy in document produced during discovery.
-
ABA Formal Op. 92-368. Opinion addresses
attorney’s duty in regard to inadvertent disclosure
by opposing party of confidential materials.
-
ABA Formal Op. 93-376. Opinion addresses
attorney’s obligation when client lies in response
to discovery requests.
-
ABA Formal Op. 94-382. Opinion addresses
attorney’s duty in regard to unsolicited receipt
of privileged or confidential materials.
DISPOSITION OF CASES
ETHICAL VIOLATIONS, DUTY TO REPORT
OR THREATENING TO REPORT FOR
- AZ (1998-02) Opinion
addresses whether prosecutor has duty to report
criminal defense attorney’s ineffective assistance
as counsel to state bar.
- CO (1996-64) Opinion addresses duty to report
ethical violation and knowledge one must have to
make such determination.
- OH (1989-09) Municipal prosecutor, who has knowledge
that criminal defense attorney is employed as associate
of same law firm as county prosecutor, has duty
to report such knowledge to tribunal or other authority
empowered to investigate or act upon such violation.
- ABA Informal Op. 1379. Opinion addresses duty
of attorney to report knowledge of apparent ethics
violation by opposing counsel to court or disciplinary
authority during course of ongoing litigation.
- ABA Formal Op. 94-383. Opinion addresses propriety
of attorney’s use of threat of filing of disciplinary
complaint or report for the purpose of gaining advantage
in civil case.
- ABA Formal Op. 94-384. Opinion addresses whether
attorney against whom disciplinary complaint has
been filed by opposing counsel in ongoing matter
is required to withdraw from representation of client
in matter.
EVIDENCE, DISCLOSURE, RECEIPT OR
USE OF (See also Discovery, Issues Related to)
- AZ (1987-19) Discovery of confidential communications
between juvenile criminal defendant and his lawyer.
- AZ (1994-07) While Rule 3.8(d) might require
disclosure of death of state’s witness, local
discovery rule (an equivalent of Model Rule 3.4)
did require disclosure; if officer had been listed
as witness, prosecutor has obligation to notify
defense of witness’ death; to do otherwise
would be to deceive and mislead defendant and be
prejudicial to administration of justice; disclosure
should be made before defendant is asked to respond
to any plea offer.
- CA (1986-87) Opinion addresses whether prosecutor
should disclose criminal defendant’s past
criminal record at sentencing hearing when that
information is on public record.
- CA (1987-93) Deputy District Attorney must disclose
to court any relationships with bailiff or court
reporter.
- CO (1982-60) Lawyer has affirmative duty to surrender
incriminating evidence in his possession, but must
not reveal identity or communications of client;
if lawyer only observes incriminating evidence as
result of representation of client and does not
handle, disturb or alter it, he must not disclose
observations to authorities.
- CO (2000-108) Opinion addresses ethical obligations
when attorney receives privileged or confidential
documents inadvertently disclosed by opposing party.
- NC (1995-RPC 221) Absent court order or law requiring
delivery of physical evidence of crime to authorities,
lawyer for criminal defendant may take possession
of evidence that is not contraband in order to examine,
test, or inspect it; lawyer must return inculpatory
physical evidence that is not contraband to source
and advise source of legal consequences pertaining
to possession or destruction of evidence.
- NC (1997-RPC 233)
Deputy attorney general who is representing state
in capital appeal should send copy to defense lawyer
of letter he received from defendant.
- ND (2001-07) Opinion addresses whether information
obtained by state’s attorney in commitment
proceeding can be used by state’s attorney
in criminal proceeding in which defendant is same
person against whom commitment was sought.
- SC (1989-02) Attorney in violation of contraband
possession laws if takes possession of narcotic
drugs given to him by client to be used as evidence.
- SC (1990-14) Rule 1.6(a) prohibits attorney from
voluntarily revealing to third parties identity
of clients or amount of work he does for them without
first obtaining their consent to disclosure after
full explanation of circumstances surrounding disclosure.
- SC (1994-30) Generally, client's address communicated
in confidence to attorney is information that should
not be voluntarily revealed to third parties unless
client first consents to disclosure after full discussion
and explanation of circumstances surrounding disclosure;
if lawyer is called as witness to give testimony
concerning client, absent waiver by client, lawyer
is required to invoke attorney-client privilege
when applicable; if court finds privilege inapplicable,
attorney may ethically comply with court's order
and disclose client's whereabouts.
- SC (1997-14) Opinion
addresses obligations of lawyer in regard to false
or potentially false testimony after verdict entered
in case.
- SC (2003-11) Under
Rule 3.8(d), prosecutor is required to reveal if
officer failed to disclose truth to his superior
officer during official department investigation.
- TN (1984-66) Opinion addresses whether certain
information received by prosecution is confidential,
and whether prosecutor may have defense attorney
testify.
- TN (1988-116) Prosecutor, having probable cause
to believe that notice to prior attorney-of-record
will likely result in defaulting obligor fleeing
jurisdiction, may apply to Court having jurisdiction
on matter for permission to file petitions for contempt
and attachment without notice to attorney-of-record.
- ABA Formal Op. 92-368. Opinion addresses attorney’s
duty in regard to inadvertent disclosure by opposing
party of confidential materials.
ENDORSEMENTS/RECOMMENDATIONS
- UT (1978-48) While attorney candidate for political
office may not use endorsement statements of judge,
he may use endorsement of former client if used
for sole purpose of garnering votes provided endorsements
are done in dignified manner.
JUDGES, EX PARTE CONTACT WITH
- NC (1997-03) Lawyer may engage in ex parte communication
with judge regarding scheduling or administrative
matter only if necessitated by administration of
justice or exigent circumstances and diligent efforts
to notify opposing counsel have failed.
- NC (2001-15) Lawyer may not communicate ex parte
with judge in reliance upon communication being
"permitted by law" unless there is statute
or case law specifically and clearly authorizing
such communications or proper notice is given to
adverse party or counsel.
- OR (1991-71) Attorney may not have ex parte communications
with judge in order to obtain suspension of sentence.
JUDGES, RELATIONSHIP OR INTERACTION
WITH
- OR (1991-56) Attorneys may not contribute to
or solicit funds for “vacation fund”
for semi-retired judge who is still sitting part-time
on pro term basis.
- RI (1991-41) Ethically permissible for attorney
to send flowers to hospitalized judge, even though
they expect to appear before that judge again, because
it is gift of minimum monetary value.
- RI (1992-90) Ethically appropriate to invite
members of judiciary to holiday event.
JURY COMMUNICATION/SELECTION
a. Selection of Jury
- NJ (1998-685) Attorney may not use peremptory
challenges to remove potential jurors on basis of
race.
b. Statements to or Conduct toward
Jurors during Trial
- MS (1962-07) When dealing with jury, it is improper
for lawyer to curry favor with flattery or pretended
solicitude for their personal comfort.
- ABA Informal Op. 535. Opinion states that it is
not appropriate for a lawyer, either before or after
a jury has been discharged, to do any act that could
be construed as fawning or flattery or to hold a
juror up for special consideration.
c. Contact after Conclusion of Trial
- CA (1976-39) Improper, after trial, to inform
juror of inadmissible facts of prejudicial or aggravating
nature.
- CO (1995-70) After verdict has been returned,
it is improper for attorney who has participated
in trial to tell jury about information that was
not presented at trial, if such information is disclosed
to jury with intention of or in spirit of criticizing
jury’s decision, influencing actions of jurors
in future jury service, harassing jury, or otherwise
behaving improperly toward jurors in any manner
prohibited by Code of Professional Responsibility.
- DE (1979-02) After hung jury, prosecutor may
not speak with juror about juror’s frustration
with outcome and areas that gave jury difficulty.
- FL (1995-70) In some circumstances, it is improper
for attorney to communicate with jury after trial
has ended.
- KY (1979-E 220) Prosecutor may not secure written
affidavits from jurors in criminal case regarding
their feelings as to accused’s penalty with
specific intent to use information at sentencing
phase of case.
- MS (1962-07) When dealing with jury, it is improper
for lawyer to curry favor with flattery or pretended
solicitude for their personal comfort.
- MS (1962-08) Lawyer ethically has no right, after
verdict, to seek out members of jury before whom
he has tried case and question them concerning how
certain aspects impressed them, what they thought
of certain evidence on both sides of case, and how
certain they stood on certain questions.
- OR (1991-9) Attorney may ethically contact jurors
if case tried in Oregon state court, and may be
able to ethically contact jurors if tried in U.S.
District Court.
- OR (1995-143) Attorney may not ethically initiate
contact with jurors to determine what impressed
them about attorney’s arguments or to determine
whether any conduct of jurors might give attorney
additional argument on appeal.
- VT (1979-03) Attorney may interview juror after
criminal or civil trial, prior to end of juror’s
service on current jury panel with regard to matters
pertaining to juror’s reaction to case.
- ABA Formal Op. 319. Opinion addresses ethical
propriety of jury contact after trial where it is
either legal or illegal to do so.
- ABA Informal Op. 535. Opinion states that it
is not appropriate for a lawyer, either before or
after a jury has been discharged, to do any act
that could be construed as fawning or flattery or
to hold a juror up for special consideration.
MISCELLANEOUS
- MI (2002-RI329) When lawyer, including prosecuting
attorney, comes into possession of funds intended
to provide restitution to victims, trust account
established in accordance with provisions of MRPC
1.15 is required.
- MT (1996-960827) Propriety of prosecutor receiving
funds from Drug Forfeiture Account as part of his
salary.
- RI (1988-21) Unethical for solicitor to participate
in strike by state employees.
- SC (1988-06) Legal assistant or paralegal required
to perform firm duties outside office, legal assistant
may have business card which includes firm name;
if legal assistant's duties don’t require
outside performance, business card showing firm's
address and phone number, but not firm name, is
acceptable; under either circumstances, designation
"Legal Assistant" must be included on
card following individual's name.
- TN (1984-66) Opinion addresses whether information
received by prosecution is confidential, and whether
prosecutor may have defense attorney testify.
- TX (1973-365)
Prosecuting attorney should not do any act or take
any position calculated to deny criminal defendant's
right to full and fair trial.
- TX (1987-454)
Prosecutor, as any other attorney, should avoid
participating in any case where implication of partiality
might cast shadow on integrity of office; if, in
instant case, prosecution is pursued by counsel
within District Attorney's Office, such shadow would
most certainly exist.
- VA (2002-1767) Permissibility of prosecutor’s
statements made in court are governed by Rules’
general provisions regarding restrictions on attorney’s
professional communications.
- ABA Informal Op. 1293. Opinion addresses duty
of attorney in regard to client confidences after
death of the client.
- ABA Informal Op. 1367. Opinion addresses propriety
of correspondence signed by paralegals on firm letterhead.
- ABA Informal Op. 1390. Opinion states not improper
to identify law firm of author in legal publication.
- ABA Informal Op. 1423. Opinion addresses propriety
of cooperation by attorney with author who wants
to include material about lawyer in book.
- ABA Information Op. 1429. Opinion addresses propriety
of military attorney advising client to plead not
guilty in order to gain benefits of pre-trial plea
bargaining.
- ABA Informal Op. 1434. Opinion addresses propriety
of attorney or law firm to employ disbarred attorney
in nonlegal capacity.
- ABA Informal Op. 1448. Opinion states improper
for associates or others to address attorney, who
formerly served as judge, as “judge”
in presence of jury.
- ABA Informal Op. 1453. Opinion addresses duty
of criminal defense attorney when client has been
sentenced to incarceration but no steps have been
taken by state to execute sentence.
- ABA Informal Op. 1477. Opinion addresses requirement
of judicial recusal when litigant is represented
by judge’s attorney.
- ABA Formal Op. 92-363. Opinion addresses propriety
of attorney threatening criminal prosecution to
gain advantage in civil matter and either agreeing
or having client agree, as part of settlement of
civil matter, to refrain from prosecuting criminal
conduct.
- ABA Formal Op. 95-391. Opinion addresses propriety
of use of title “judge” by former judge
in practice of law.
- ABA Formal Op. 95-398. Opinion addresses attorney’s
duty in regard to protecting confidentiality of
client files and information from third parties,
such as computer maintenance company.
- ABA Formal Op. 98-412. Opinion addresses disclosure
obligations of attorney who learns that client violated
court order during litigation.
- ABA Formal Op. 84-1507. Opinion addresses propriety
of use of pseudonym by attorney in connection with
a publication.
- ABA Informal Op. 86-1518. Opinion addresses duty
of attorney who is inadvertently advantaged by opposing
counsel’s failure to include in contract term
previously agreed upon.
- ABA Informatin Op. 87-1524. Opinion addresses
whether judge must recuse him or herself from trial
of case in which former association of represents
parties before judge.
MISREPRESENTATION OF FACTS OR LAW
- NC (1997-RPC 236) Lawyer may not issue subpoena
containing misrepresentations as to pendency of
an action, date or location of hearing, or lawyer's
authority to obtain documentary evidence.
- NC (1998-05) Defense lawyer may remain silent
while prosecutor presents inaccurate driving record
to court provided lawyer and client did not criminally
or fraudulently misrepresent driving record to prosecutor
or court.
- NC (2003-05) Neither defense lawyer nor prosecutor
may participate in misrepresentation of criminal
defendant's prior record level in sentencing proceeding
even if judge is advised of misrepresentation and
does not object.
- SC (1997-14) Opinion
addresses obligations of lawyer in regard to false
or potentially false testimony after verdict entered
in case.
PERJURED OR FALSE TESTIMONY, POTENTIAL OR
ACTUAL
-
SC (97-14). Opinion discusses
duty of attorney, in context of civil case, upon
learning of commission of perjury by witness.
-
ABA Formal Op. 341. Opinion
addresses obligation of attorney to disclose fraud
committed by his or her client.
-
ABA Informal Op. 1314. Opinion
addresses duty of attorney concerning commission
of perjury by client.
-
ABA Informal Op. 1318. Opinion
addresses withdrawal from case when client indicates
intent to commit perjury.
-
ABA Formal Op. 87-353. Opinion
addresses attorney’s responsibility in regard
to client’s perjury, including discussion
of criminal cases.
PLEA AGREEMENTS AND NEGOTIATIONS
- AZ (1995-08) Lawyer may enter into plea agreement
that includes waiver of post-conviction and collateral
rights without violating ethical rules.
- GA (1993-03) Ethical propriety of prosecutor
conditioning plea agreement in criminal case on
waiver of defense counsel’s fee.
- IL (1989-16) It is not professionally improper
for attorney to condition DUI plea agreement upon
defendant’s dismissal of related civil proceeding
to resci
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