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National Center for Prosecution Ethics
National District Attorneys Association
Education Division: National College of District Attorneys
1600 Hampton Street, Suite 414
Columbia, South Carolina 29208
(803) 705-5005
FAX: (803) 705-5301
Email: ethics@law.law.sc.edu

TOPICAL INDEX OF ETHICS ADVISORY OPINIONS

The following is a listing of ethics advisory opinions, involving issues of interest to prosecutors, found through research of the opinions issued in each of the fifty states. Most of the summaries used in indexing the opinions come from the opinions themselves.

Some of the indexed opinions, for which the Center has received permission to post, are available on this site as pdf documents; those that are available are the exclusive work product of the State Bar from which they come. Most of the other documents may be located using the links located on the links page of this site (some will require use of Westlaw™ or another similar research site).

The Center will continually update this index by adding and, as necessary, deleting topic headings and ethics advisory opinions. Please notify the Center if an error is discovered or if you are aware of additional topic headings or ethics advisory opinions that should be included.

ADVICE BY PROSECUTOR, GIVING OF

  • CA (1976-40) Opinion addresses whether prosecutor can inform victim of possible civil remedies.
  • DE (2003-01) Solicitor may not give legal advice to city police trial board and police association dealing with same disciplinary case.
  • FL (1973-09) Not improper for full-time assistant state attorney to give legal advice concerning purely civil matters.
  • FL (1994-02) Attorney may advise crime victims of existence of civil restitution lien remedy provided by 1994 Act, but attorney must also inform victim that attorney only represents state and should advise victims to seek independent counsel regarding their legal rights.
  • NC (1994- RPC 189) Members of district attorney's staff may not give legal advice about pleas to lesser included infractions to unrepresented person charged with traffic infraction.
  • OH (1990-10) Client of Child Support Enforcement Attorney is state, and custodial parent must be aware at outset of case that CSEA attorney only represents state’s interests.
ADVOCACY
  • ABA Formal Op. 93-377. Opinion addresses propriety of attorney or attorney’s firm advocating position on substantive legal issues on behalf of one client that is directly contrary to position being advocated by attorney or attorney’s firm in another, unrelated matter.
  • ABA Formal Op. 94-386R. Opinion addresses propriety of citing unpublished opinion where court rules prohibit such usage.
  • ABA Formal Op. 84-1505. Opinion addresses attorney’s duty to disclose adverse legal authority.

CAMPAIGNS/CAMPAIGNING
(See also Endorsements/Recommendations and Relationship and Interaction with Judges)

  • MI (1989-RI023) Acceptance of contribution from accused's close relative during election campaign for county prosecutor ordinarily is insufficient reason for county prosecutor later to abdicate official duties of office absent other circumstances indicating donation was intended to influence favorable treatment in particular matter.
  • NY (1995-675) Assistant District Attorney may not participate in campaign activities on behalf of another person running for public office.
  • OR (1991-36) Attorney may campaign for judicial office, provided he follows certain guidelines contained within disciplinary Rules.
  • UT (1978-48) While attorney candidate for political office may not use endorsement statements of judge, he may use endorsement of former client if used for sole purpose of garnering votes provided endorsements are done in dignified manner.

COMPETENCY

  • ABA Informal Op. 1442. Opinion addresses propriety of attorney, who lacks expertise in particular area, in undertaking representation when so instructed by superior.

CONSULTATION WITH ANOTHER ATTORNEY

  • ABA Informal Op. 98-411. Opinion addresses ethical issues raised by attorney’s consultation of attorney on ability of the attorney so consulted to.

CONFLICTS OF INTEREST (See also Special Prosecutors)

a. Dual Employment/Dual Representation

  • AL (1993-09) Prosecutor may represent estate of deceased homicide victim with consent of estate and supervisor.
  • AZ (1985-6) District Attorneys office not considered “firm” for purposes of imputed disqualification.
  • AZ (2000-09) No per se conflict when part time prosecutor works as law enforcement officer.
  • AR (2003-02) Law partner of part time judge may handle criminal matter outside judge’s jurisdiction.
  • DC (2001-308) Prosecutor who left private practice for government service owes continuing obligations to former clients.
  • DE (2003-01) Solicitor may not give legal advice to city police trial board and police association dealing with same disciplinary case.
  • FL (1966-01) Law partner of an assistant state attorney may not engage in criminal defense practice.
  • FL (1964-72) Prosecuting attorney before county judge’s court may not act as defense counsel in criminal cases in same county.
  • FL (1968-57) Conflict of interest exists when attorney serves as public defender and county prosecuting attorney simultaneously.
  • FL (1969-26) Prosecutor should not sit as judge in court he normally prosecutes in.
  • FL (1968-35) Not appropriate for associate of state attorney to take criminal defense appointment.
  • FL (1970-38) Conflict of interest exists when part-time prosecutor or member of firm handles criminal defense work.
  • FL (1972-48) No conflict of interest exists when county lacks number of attorneys needed to take criminal defense cases and newly appointed assistant state attorney and partner continue to serve as court-appointed defense counsel for indigents.
  • FL (1975-14) Conflict of interest exists when firm of part-time assistant attorney represents public body in suit in which state attorney will be served with process for response on behalf of public.
  • FL (1978-05) In some circumstances, attorney cannot serve as prosecutor when his partner serves as criminal defense lawyer.
  • FL (1972-48) No conflict of interest exists when county lacks number of attorneys needed to take criminal defense cases and newly appointed assistant state attorney and partner continue to serve as court-appointed defense counsel.
  • FL (1976-04) Prosecutor may use confidential information gained from law enforcement in criminal prosecution in relative civil action against law enforcement.
  • GA (86-01) Conflict of interest created by dual employment by part-time solicitor.
  • GA (86-03) No per se disqualification of county attorneys from representing criminal defendants, unless defendant charged with violation of county ordinance.
  • IL (91-22) Lawyer who is part time state district attorney may not represent defendants in criminal matters in contiguous county.
  • IL (94-16) Lawyer who represents criminal defendants may accept juvenile cases as Special Prosecutor with full disclosure and consent.
  • IN (1963-11, 1964-01) Prosecuting attorney cannot represent private party in divorce case if state imposes statutory obligations upon prosecuting attorney in such cases.
  • IN (1972-02, 1973-03) Prosecutor cannot represent criminal defendant accused of crime in any matter which involves same transaction or occurrence.
  • IN (1963-12, 1964-02) Deputy prosecuting attorney who prosecutes in City Court cannot appear as defense counsel in criminal cases in Circuit Court.
  • IN (1977-01) Part time deputy prosecutor cannot represent criminal defendants in private practice.
  • IN (1979-05) Conflict exists where plaintiff’s counsel if prosecutor and is suing city in which he prosecutes in civil action or action involving police officer.
  • IN (1979-06) Conflict exists where prosecutor represents plaintiffs in civil action against defendant who is being prosecuted in criminal action arising out of same set of facts.
  • IN (1985-05) Conflict of interest exists when firm which has among its members deputy prosecuting attorney accepts representation of juvenile and parents against corporate defendant in civil cause of action arising out of set of circumstances which could result in criminal charges being brought against corporate defendant by office of prosecuting attorney.
  • IN (1981-03) No conflict of interest when prosecuting attorney’s office represents petitioner in matter under Title IV-D of Social Security Act, who is also being criminally prosecuted by same office.
  • IN (1981-07) Violation where part time prosecuting attorney representing civil client in matter involving collection of support.
  • IN (1981-08) No violation where part time prosecuting attorney represents county welfare department in private practice.
  • IN (1982-02) No ethical violations when prosecutor and criminal defense attorney engage in non-legal business relationships.
  • KY (2000-E412) Partner of prosecutor may not represent criminal defendants in same county in which prosecutor acts as prosecutor.
  • KY (1985-291) Assistant county attorney and partner/associate may not represent person on civil matter who is being prosecuted in same county for unrelated criminal offense.
  • KY (1992- E 350) Prosecutor, partners and associates should not try defendants with whom prosecutor is embroiled in civil litigation.
  • KY (1967- E 31) City prosecutor charged with prosecution of criminal offenses may not represent defendants in criminal cases.
  • KY (1975-E 115) County Attorney may conduct both county business and private practice out of same office located in county courthouse.
  • KY (2000-E 415) Part-time prosecutor may not represent respondent in matter involving civil domestic violence order.
  • KY (1974-E 66) County Attorney may legally engage in practice of Workmen’s Compensation and related cases.
  • KY (1975-E 113) Unethical for Assistant County Attorney, who is prosecutor, to be appointed Deputy Sheriff in order to make arrest rather than taking out warrants.
  • KY (1975-E 124) Commonwealth’s attorney may not prosecute defendant on retrial of criminal charge, when defendant’s lawyer at first trial has joined office of Commonwealth Attorney.
  • KY (1976-E 157) Assistant Commonwealth’s Attorney may in some circumstances after he has left office accept fee from victim’s family to continue prosecution.
  • KY (1977-E 160) Assistant county attorney may not defend criminal cases in courts of county in which he is appointed to serve. Attorney’s partners may not defend criminal cases either.
  • KY (1977-E 214) Prosecutor may not serve as prosecutor and trial commissioner simultaneously.
  • KY (1979-E 215) Part-time assistant county attorney may not represent defendant in civil action to collect delinquent support payments.
  • KY (1982-E 257) Attorney for Commonwealth may, in some circumstances, prosecute criminal action against defendant that was party to civil action in which Attorney for Commonwealth represented one party at time criminal complaint was filed.
  • KY (1984-E 294) Proper for Commonwealth Attorney to represent party in contested custody matter where no criminal warrants have been issued.
  • KY (1985-291) Assistant county attorney, partner or associate may not represent person in civil matter who is simultaneously being prosecuted in same county for an unrelated criminal offense.
  • ME (1980-07) Conflict exists where District Attorney serves as counsel for defendants, County Sheriff and County Commissioner, in civil action brought by prisoner in County Jail.
  • ME (1983-39) When one member of firm has been offered position as district attorney and accepted, other members of firm can no longer represent criminal defendants in that district.
  • ME (1984-49) Improper for district attorney to represent town or taxpayer in abatement before county commissioners.
  • MA (1978-01) Town prosecutor, nor any member of firm, may represent criminal defendant in trial or appeal of case in which town has an interest or case in which he, or any police or other officer of town is involved.
  • MA (1979-04) No violation if member of District Attorney’s Office prosecutes former client of fellow district attorney, as long as client confidentiality is maintained.
  • MA (1980-01) Law student may represent indigent defendant against prosecution by Commonwealth in one county while simultaneously prosecuting criminal case on behalf of Commonwealth in another county.
  • MA (1981-08) No per se bar to representation of criminal defendants by firm that employs attorney whose spouse is assistant district attorney even in cases in which firm and assistant district attorney are opposing counsel of record.
  • MA (1991-02) Law firms may handle cases for district attorney's office while simultaneously handling criminal defense work in same county so long as certain safeguards are observed.
  • MI (1982-C225) Private lawyers selected from voluntary rotation list by city attorney's office may act as special prosecutors to prosecute misdemeanor ordinance violations on behalf of city attorney's office; as long as private lawyer's participation as special prosecutor is on pro bono basis, lawyer may also represent defendants charged with criminal offenses within jurisdiction.; where private lawyer acts as special prosecutor, another member of same firm may not represent defendant.
  • MI (1991-RI112) Prosecuting attorney is not ethically prohibited from enforcing Incompatible Offices Statute against two of county's commissioners, notwithstanding that prosecuting attorney's office serves as general corporation counsel for county.
  • MI (1992- JI56) Assistant prosecutor may not serve as part-time magistrate for district court.
  • MI (1992-RI152) When prosecutor is disqualified from case because prosecutor was defense counsel of record in matter, no prosecutors who report to prosecutor may handle appeal for state.
  • MI (1995-RI183) Prosecutor serving as legal advisor to Department of Social Services in child neglect matters has duty to evaluate whether circumstances exist which create conflict of interest requiring client consent or prosecutor's withdrawal.
  • MI (1996-RI283) Prosecutor may establish pro bono legal services program for lawyer employees of prosecutor's office, but conflicts of interest may arise.
  • MI (1996-RI280) Prosecutor who is representing prosecutor's spouse in negotiations with insurance company regarding claim may not prosecute arson cases in which insurance company is only remaining statutory crime victim.
  • MS (1988-142) Conflict of interest exists when special appeals prosecutor simultaneously represents criminal defendant on appeal from city court.
  • MS (1978-45) Part-time prosecuting attorney should not accept private employment arising from situation which he was actively engaged in as prosecuting attorney in employ of State.
  • MS (1979-55) Conflict of interest exists when prosecuting attorney represents individual in reinstatement of driving privileges as result of attorney’s prosecution in lower court.
  • MS (1982-70) Part-time county prosecutor may accept employment in civil proceeding for malicious prosecution when he was not involved in criminal prosecution regarding same facts.
  • MS (1982-75) Improper for city attorney to also hold position of municipal court judge in same jurisdiction.
  • MS (1985-111) Attorney practicing law with wife of Assistant District Attorney cannot accept cases within district served by District Attorney for whom Assistant is employed.
  • MS (1986-120) Conflict arises when part-time county prosecuting attorney is member of firm considering taking cases dealing with those in which part-time prosecutor participates.
  • MO (940158) Prosecutor’s office may not handle case where one of prosecutors represents individual in civil matter under criminal investigation; special prosecutor must be assigned to handle case.
  • MO (950067) No conflict of interest exists where prosecutor for city X represents defendants in city Y before same judge.
  • MO (950160) Under certain circumstances, prosecutor may practice as criminal defense lawyer.
  • MO (950247) Prosecutor may serve as municipal judge and as assistant prosecutor in another county.
  • MO (950251) Prosecutor may take family law cases if prosecutor is screened from participating in child support cases.
  • MO (9500760) Specific conflict of interest does not arise where municipal prosecutor for County X serves as Municipal judge for county Y.
  • MO (960050) Part-time prosecutor may not represent client in juvenile matter if conduct occurred within boundaries of city or city police were involved in investigating or responding to underlying situation.
  • MO (960137) Prosecuting attorney who has hired new assistant, is not disqualified because of assistant’s former matters which are still pending as long as assistant is effectively screened.
  • MO (970208) As long as no factors related to officer or employee’s relationship with Attorney’s Office that would affect Attorney’s objectivity or objectivity of assigned prosecutor, firemen, court personnel, and relatives of law enforcement may be prosecuted without assigning special prosecutor.
  • MO (970220) Attorneys who are Business partners and prosecutors, should not prosecute case where one attorney is involved.
  • MO (980126) Conflict of interest exists where prosecutor’s representation of personal estate is adverse to interests of Department of Social Services.
  • MO (20000200) Part-time municipal prosecutor may defend municipal cases in other municipalities, as long as law enforcement officers from municipality, in which attorney is part-time prosecutor, were not involved.
  • MO (20030005) Conflict interest may arise when part-time prosecutor represents criminal defendant.
  • MT (1985-850820) Except as law may otherwise expressly permit, lawyer shall not represent private client in connection with matter in which lawyer participated personally and substantially as public officer or employee, unless appropriate government agency consents after consultation.
  • MT (1988-881130) City attorney of city which has consolidated its law enforcement (now enforces both city and county law) may not defend criminal actions in county which are being prosecuted by county attorney.
  • NE (1972-07) Part time county attorney may represent estate of regular client where he didn’t participate in investigation of death.
  • NE (1972-13) City attorney whose duties include prosecuting violations of ordinances and state statutes may not properly represent anyone charged with crime.
  • NV (1986-01) Private attorney who has partnership with deputy District Attorney may not defend any person charged with violation of ordinance or law.
  • NH (1996-97/6) Part-time court prosecutor prohibited from representing criminal defendants in any court.
  • NJ (1963-05) Attorney who serves as municipal prosecutor should be prohibited from appearing before mayor and council representing personal client.
  • NJ (1963-08) Proper for attorney to represent client (where there is previous client attorney relationship and prosecutor had received recusal from prosecuting disorderly case involving client) with regard to preparation of separation agreement with wife's attorney, at instigation of latter.
  • NJ (1963-08) Attorney serving as municipal prosecutor is serving as attorney for municipality and is prohibited from appearing against municipality.
  • NJ (1963-19) Improper for member of bar at same time to act in interest of client and against client, even if areas of representation are entirely distinct.
  • NJ (1964-32) Improper for attorney who is associate city solicitor to engage in civil matter arising from automobile accident, after processing in municipal court traffic violation charged in connection with said accident, even if attorney did not appear there in capacity as prosecutor.
  • NJ (1965-73) Part time prosecutor who maintains private office in different district may use stationary and business cards given to him by district within which he is prosecutor.
  • NJ (1965-568) Attorney cannot hold positions as both township solicitor and attorney to County Welfare Board.
  • NJ (1967-104) Prosecutor may not, in consolidated criminal trial with two defendants, appear in defense of one defendant while prosecuting other.
  • NJ (1967-106) Neither county attorney nor assistants can represent private clients in following situations: (a) appearing before county tax board, (b) represent defendant before magistrate in criminal proceeding which is an indictable offense in county which county counsel serves, (c) represent defendant indicted for crime in county, or (d) appearing before any agency of county on behalf of private client.
  • NJ (1968-140) Any member of city’s law department who prosecutes cases in municipal court is not permitted to defend police officer in same court.
  • NJ (1969-162) Assistant county prosecutor for county in which alleged offense took place may not represent plaintiffs in civil action against municipality, police department and individual members of same located in county for which he is assistant prosecutor.
  • NJ (1971-191) No member of firm may represent criminal defendants in criminal matters in county where former partner is now full time prosecutor.
  • NJ (1972-239) Where offense occurred outside of prosecutor’s municipality and accused resided outside of same municipality, prosecutor may represent accused in another municipality and before county court.
  • NJ (1975-314) No conflict where prosecutor represents private client before Director of Division of Motor Vehicles in revocation hearing, provided offense didn’t occur in prosecutor’s municipality.
  • NJ (1977-370) Improper for chief legal officer of government body to represent persons accused of violating law within same jurisdiction as officer is employed.
  • NJ (1985-563) Improper for prosecutor’s firm to appear actively on behalf of judge in personal matters.
  • NJ (2000-690) Active police officers may not accept appointment as municipal prosecutor.
  • NM (1985-10) Assistant district attorney who lives in another district may prosecute traffic cases in district of residence.
  • NY (1994-670) Part-time judge associated in private practice with assistant district attorney may not represent criminal defendants; associate/assistant district attorney may not practice before judge; other members of District Attorney's office may appear before judge.
  • NY (1999-725) Assistant District Attorney may not appear before Town Justice who is sibling. Other attorneys in District Attorney’s office may appear before Town Justice.
  • NC (1989-RPC 72) Attorney hired by Bureau of Indian Affairs to prosecute criminal charges before Tribal Court may represent defendants in state or federal court even if defendants have been arrested by members of Tribal Police Force.
  • NC (1991-RPC 95) Assistant district attorney may prosecute cases while serving on school board.
  • ND (1985-01) “City prosecutor in municipal court may appear as defense counsel in any criminal action in any court other than that which he, or any member of his firm, regularly appears as city attorney/prosecutor.”
  • ND (1991-02) Part-time State’s Attorney is free to perform criminal defense work in counties other than that in which he holds prosecutorial appointment.”
  • OH (87-04) While prosecuting attorney may not practice law in spouse’s courtroom, disqualification of one prosecuting attorney does not per se disqualify all other lawyers serving in office.
  • OH (1988-08) Part-time prosecutor may not represent criminal defendants against state in private practice.
  • OH (1988-013) Prosecuting attorney may appear before part-time municipal court judge who employs prosecutor’s assistant in private practice.
  • OH (1989-23) Assistant county prosecutor also working as police officer must choose between positions only if one position is subordinate; moreover, he or she may not prosecute any case in which he may be called to testify.
  • OH (1995-11) Not per se improper for different attorneys in same prosecutor’s office to simultaneously handle prosecutions of family or household members charged with committing domestic violence against each other.
  • OK (1961-215) Acting County Attorney should maintain separate office in which to pursue private practice.
  • OK (1932-32) Improper for city attorney to accept employment as special prosecutor in cases involving bank failures.
  • RI (1990-36) Attorney may properly function as part-time assistant city solicitor provided as private attorney does not represent client with interest adverse to city.
  • RI (1991-62) Representation as Assistant City Solicitor in lawsuit against another city and city official in individual capacity is permissible if consent of city is obtained.
  • RI (1992-28) Attorney prohibited from assisting in prosecution of client.
  • RI (1992-70) Assistant solicitor employed by municipality and under direct supervision of attorney employed by private practice cannot represent municipality in case where supervising attorney is representing opposing interest.
  • RI (1993-88) Law firm that hires former prosecutor to do research cannot continue to represent private client in matter in which former prosecutor participated, unless proper screening takes place, former prosecutor takes no fee, and municipality is informed.
  • RI (1994-13) Permissible for resigning prosecutor to continue to represent town in civil proceedings, even where future firm represents defendants in criminal cases, where consent is obtained from both parties.
  • RI (1994-37) Part-time city solicitor is not per se prohibited from representing employee of same city in attorney’s private practice regarding non-city related matters.
  • RI (1994-68) Prosecutor does not violate rules of professional conduct by representing town A in misdemeanor cases and taking employment for town B regarding similar cases.
  • RI (1995-32) Law firm cannot represent client whose interests are adverse to town while associate of firm is city solicitor for town.
  • RI (1995-59) When solicitor is also member of firm, if firm is representing client, solicitor cannot prosecute spouse of client in District Court.
  • RI (2003-01) Town solicitor may represent individuals in civil action against families of two juveniles whom town is prosecuting if solicitor’s office does not represent town in prosecution of juveniles.
  • SC (1977-02) Circuit solicitor who intends to become full-time solicitor may complete pending cases from private practice before taking on full-time position, but may not defend criminal cases.
  • SC (1981-18) City attorney's partner who occasionally does criminal prosecutions in city court may defend clients in other courts unless city attorney is precluded from handling matter in those courts.
  • SC (1982-07) City attorney's law partner who occasionally does criminal prosecutions in city court may defend clients in other courts unless city attorney is himself precluded from handling matter in those courts; lawyer should disclose his position as part-time prosecutor and obtain client's consent and he should also disclose on record his position as prosecutor, and court should determine if there is conflict or appearance of impropriety.
  • SC (1982-26) While part-time assistant solicitor also employed by private law firm may not represent criminal defendants in any courts, other members of law firm may represent criminal defendants in courts outside county where part-time solicitor employed.
  • SC (1985-21) County attorney may represent Department of Social Services, provided county attorney's office has no other involvement in child abuse and neglect proceedings.
  • SC (1993-03) Former public defender who joins solicitor’s office may not discuss any cases on which he worked as public defender with any attorneys in solicitor’s office, except for generally known information about former client; where former public defender, now solicitor, worked on these cases, he should recuse himself from them and allow another solicitor to handle cases.
  • SC (1993-22) Attorney retained by county to prosecute criminal cases in county magistrate courts made only by South Carolina Highway Patrol and county sheriff's department may defend persons charged with crimes in municipal court.
  • SC (1997-41) Absent resignation, attorney who works part-time as special prosecutor should not represent party in civil action where tortfeasor is being prosecuted by solicitor's office in which attorney works; if attorney does resign, former solicitor may not file suit for private client against alleged tortfeasor in county where attorney served if attorney participated personally and substantially in matter concerning client and alleged tortfeasor while prosecutor unless solicitor's office consents after consultation; moreover, attorney may be barred from this representation because of information to which attorney had access.
  • TN (1983-55) Not improper for District Attorney to prosecute welfare fraud after providing child support enforcement services to same person.
  • TN (1986-107) If attorney disqualified from employment in particular matter then any partner or associated is also disqualified.
  • TN (1987-11) Vicarious disqualification should be examined and determined by court on case-by-case basis.
  • TX (1949-23) Member of firm (or partner) who is county attorney in county of firm's domicile may not defend person then being prosecuted for crime in another Texas county.
  • TX (1951-37) Law partner of county attorney may not practice criminal law in district court of county in which his partner is county attorney.
  • TX (1955-109) Prosecuting husband for child desertion precludes district attorney from representing wife in divorce action.
  • TX (1956-132) Not improper for attorney to serve as district attorney without severing his membership in law firm so long as no member of firm takes civil or criminal case against state or county.
  • TX (1958-183) Improper for district or county attorneys or county judges to accept employment in any case in which they are (1) acting adversely to state or county; (2) forbidden by statute to act; (3) employed because of their official capacity; or (4) engaging in activities which would interfere with full and efficient performance of official duties.
  • TX (1958-187) Law partner of county attorney may not assist in defense of criminal case in district court.
  • TX (1960-195) Improper for two attorneys to continue as partners when one is County Attorney and other is County Judge of same county.
  • TX (1965-307) District Attorney (or law firm) may not ethically represent bonding company defendant in civil suit filed by county situated in district for misappropriation by county official after presentation by District Attorney of facts to grand jury.
  • TX (1966-312) Unethical for prosecuting attorney to represent police officer in civil action for overtime wages when duty might require investigation or prosecution of criminal action arising out of same facts.
  • TX (1967-332) Improper for public prosecutor to represent any party in civil matter arising out of occurrence which is subject of criminal investigation or prosecution within jurisdiction of such prosecutor.
  • TX (1971-356) District Attorney should not use official stationery in personal practice.
  • TX (1986-430) Attorney in district attorney's office may undertake representation of another attorney in office who is defendant in suit in federal court relating to matters arising in district attorney's office unless he or another attorney in office other than defendant attorney ought to be called as witness in suit.
  • TX (1987-441) Attorney in county domestic relations office may not prosecute wife during or after prosecuting husband; instead, another attorney in county domestic relations office may prosecute wife provided that certain conditions are met.
  • TX (1987-455) Improper for lawyer who represents plaintiff in civil suit alleging cause of action against defendant to assist in prosecuting criminal charge against same defendant.
  • UT (1965-01) Deputy county attorneys should not be assigned to represent indigent defendants in other counties.
  • UT (1972-06) City attorney whose position includes prosecutions may not defend those charged with misdemeanors and criminal offenses in other jurisdictions unless assigned to do so by court.
  • UT (1972-10) Municipal attorneys in sparsely populated areas may represent criminal defendants in other municipalities.
  • UT (1973-15) County attorney may not accept employment in civil matter where he had previously determined that there was not sufficient cause to bring criminal charges.
  • UT (1973-16) County attorney may not represent persons accused of crimes in other states but may make available to attorney retained in other state information developed in private civil case which county attorney worked on.
  • UT (1980-73) Municipal prosecutor may not represent criminal defendants in same circuit court district, even if defense is conducted in different divisions of court.
  • UT (1994-126) City attorney with prosecutorial functions may not represent defendant.
  • UT (1998-01) Prosecuting attorney acting as private practitioner should avoid engaging in civil action that involves parties and facts that have been or become subject of criminal investigation within prosecutor's jurisdiction.
  • UT (2001-06) Private representation of individual by part-time county attorney at protective-order hearing is not per se violation.
  • VT (1988-09) Improper for member of firm to act as part-time prosecutor in one County, while this attorney and other members of firm are conducting criminal defense work in other Counties.
  • VT (2001-11) Attorney, who holds position as part-time State’s Attorney and has separate private practice, may represent private party in litigation where State is opposing party and litigation is not related to attorney’s position as State’s attorney.
  • VT (2003-03) Under limited circumstances, attorney who is "of counsel" to firm may work part-time as Assistant Attorney General, when firm and Attorney General's office represent adverse parties in litigation not related to work of attorney for State.
  • WA (1950-1) Not proper for attorney to accept employment representing client in civil suit if attorney has prosecuted someone arising out of same transaction or occurrence.
  • WA (1959-59) No conflict where attorney, who works for county or state in position of prosecuting attorney, takes position in another public office for same county or state.
  • WA (1960-74) Not unethical for prosecuting attorney to represent plaintiff in civil action where adverse party is represented by deputy prosecuting attorney where such deputy maintains separate offices in adjoining city.
  • WA (1965-132) Not proper for judge, prosecuting attorney or city attorney who has tried or prosecuted defendant in criminal case to then represent plaintiff in claim against same defendant involving same transaction or occurrence.
  • WA (1971-149) Not unethical for lawyer to serve as prosecuting attorney and city councilman simultaneously.
  • WV (1977-09) Improper for prosecutor or member of his staff to prosecute an action on behalf of private client against Workmen’s Compensation Commissioner.
  • WV (1978-01) Prosecuting attorney may engage in private civil practice, but lawyer who attempts to act in both capacities should not accept private employment which is inconsistent with or antagonistic to public employment.
  • WV (1978-02) Improper for prosecuting attorney to represent any parties to accident in civil suit where prosecutor has investigated accident but determined that criminal prosecution was not warranted.
  • WV (1983-04) Not ethically proper for prosecuting attorney to represent claimant in matter before Court of Claims.
  • WV (1985-2) Lawyers serving together in prosecuting attorney’s office are not members of “law firm” for purposes of imputed disqualification.
  • WV (1992-01) When prosecuting attorney is disqualified for any reason, that disqualification is imputed to entire office.
  • WV (1993-03) Prejudicial to administration of justice for municipal judge to be employed simultaneously as assistant prosecuting attorney.
  • WI (1965-1) District Attorney prohibited from representing client whose land is taken in condemnation proceedings through highway commission.
  • WI (1975-17) Full-time district attorney may not also work in private practice.
  • WI (1979-08) Where local ordinance incorporates state statute, neither district attorney nor his partner should defend ordinance violation.
  • WI (1986-15) Lawyers who take positions at district attorneys office (after practicing defense work) must disclose all information to firm and district attorneys office and are disqualified from working on all matters accepted by former firm prior to departure.
  • WI (1986-18) District Attorney can prosecute cases assigned to public defender’s office prior to their resignation from same office only when they had no actual knowledge of case.
  • ABA Information Op. 1285. Opinion addresses propriety of municipal attorney representing criminal defendants in criminal cases.
  • ABA Information Op. 1432. Opinion addresses propriety of lawyer continuing to serve as part-time prosecutor when member of his civil law firm advises persons who are impacted by laws part-time prosecutor is charged with enforcing.
  • ABA Formal Op. 93-372. Opinion addresses propriety of requesting future conflicts of interests.

b. Former Clients

  • AL (1990-05) In child support cases, attorney is vicariously disqualified when another prosecutor was substantially involved in matter.
  • AL (1994-10) District attorney is not vicariously disqualified even though newly employed assistant has participated in criminal cases as defense counsel so long as new assistant is adequately screened from participation.
  • KY (1976- E 153) Prosecuting attorney who has represented party in divorce action may not subsequently participate in prosecution of adverse party under KRS 530.050 for non-support of children of marriage.
  • KY (1982-E 257) Attorney for Commonwealth may prosecute criminal action against defendant that was party to civil action in which Attorney represented one of parties at time criminal complaint was filed.
  • MO (940152) Special prosecutor not required where prosecutor has social relationship and previous attorney/client relationship with victim.
  • RI (1995-34) To have conflict of interest between former client and present client, matters must be same or substantially related.
  • SC (1997-12) Because all indictments handed down during former Solicitor's term were done under his supervision, former elected Solicitor has conflict under Rule 1.11 in representing persons indicted while he served as Solicitor; however, conflict can be waived by State.
  • SC (2003-02) Because attorney’s former representation of Army officer not appear to be substantially related to present criminal charges against officer and attorney learned no confidential information relating to present criminal charges, attorney may serve as prosecuting attorney in Army’s criminal case against Army officer.
  • TX (2001-538) Newly elected district attorney is prohibited from prosecuting both motion to revoke probation in case where he served as defense counsel in original proceeding and new charges against former client without former client’s consent.
  • WV (1984-00) It is not necessary for prosecutor to disqualify himself when accused is former client, provided that relationship between two had been terminated prior to criminal charges.
  • WI (1986-08) District Attorney’s former substantial or total responsibility for representing persons in matters still pending involving that attorney’s office requires disqualification of office.

c. Judicial Clerks, Prosecutor’s Past or Present Employment as

  • MI (1990-RI043) Assistant prosecutor previously employed as judicial clerk is disqualified from representing prosecutor's office before that court in matter involving lawyer's personal or substantial participation as clerk; when assistant prosecutor is disqualified from court proceeding because of prior involvement with case as judicial clerk, and disqualified lawyer holds supervisory position in prosecutor's office, entire staff of prosecutor's office is disqualified from all those proceedings to which individual disqualification applies, unless prosecutor's office can demonstrate mechanism for screening tainted lawyer from participation in case.
  • NY (1995-672) Partners may hold positions as assistant district attorney and confidential law clerk to County Court judge provided that confidential clerk may not appear before any judge of County Court or practice criminal law and assistant district attorney may not appear before County Court judge employing confidential clerk, although other members of District Attorney's staff are not so restricted.

d. Relationships (Other than Former Client)

  • AL (1995-10) Lawyer may prosecute criminal defendant represented by lawyer’s brother if lawyer’s office and brother’s client both consent.
  • AK (1982-2) Prosecuting attorney married to judge can continue to prosecute cases if safeguards are followed.
  • AZ (2000-10) Attorney working for Legal Defender’s Office may work on case opposite significant other as long as certain guidelines followed.
  • CA (1984-83) When public defender is married to district attorney, they must disclose such information to client and court.
  • CA (1987-93) Deputy District Attorney must disclose to court relationships with bailiff or court reporter.
  • DE (1989-05) Attorney is not prohibited from representing criminal defendants while spouse is prosecutor with Attorney General’s office, provided safeguards are put in place.
  • IN (1983-02) District Attorney whose spouse is judge is not disqualified as long as they don’t take cases in spouse’s court.
  • IN (1988-1) Partner in firm may not take position with County Prosecutor’s Office where father and partner is also part time judge of court in same county.
  • KY (1982-E 257) Attorney for Commonwealth may prosecute criminal action against defendant that was party to civil action in which Attorney represented one party at time criminal complaint was filed.
  • KY (1995-E 386) Spouse of prosecutor may practice criminal law in same jurisdiction as spouse-prosecutor as long as spouses do not appear in same cases and client consents after consultation.
  • ME (1983-36) District Attorney forbidden from prosecuting case against person who is represented by lawyer whose partner is spouse of District Attorney.
  • ME (1985-65) Attorney with in-law relationship with district attorney may represent defendants whether or not in-law is involved in case, provided disclosure requirements are met.
  • ME (1986-70) Criminal defense counsel whose spouse is member of District Attorney’s Office can defend matters handled by District Attorney’s Office, with proper disclosure and consent by client.
  • MA (1976-26) Attorney associated with son in practice should not handle any criminal cases being prosecuted by district attorney's office in which his son serves as assistant district attorney.
  • MA (1981-08) No per se bar to representation of criminal defendants by firm that employs attorney who is spouse of assistant district attorney even in cases in which firm and assistant district attorney are opposing counsel of record.
  • MA (1995-3) Close family member of district attorney isn’t automatically disqualified from defending criminal cases within district attorney's county. Consent of defendant will be effective to avoid disqualification.
  • MI (1982-RI012) No conflict exists between prosecuting attorney and prosecutor's spouse and neither is disqualified from performing functions of his/her position by virtue of their relationship.
  • MI (1995-RI228) Lawyer whose spouse is employed by prosecutor's office is not per se prohibited from representing criminal defendant, provided disclosure and consent are given.
  • MI (1995-JI101) Judge whose spouse is assistant prosecuting attorney must disclose relationship on record whenever prosecutor's office appears in matter before judge, prosecutor appearing should disclose whether spouse has participated in pending matter, and judge is recused unless parties voluntarily ask judge to proceed.
  • MI (1996-RI280) Prosecutor representing prosecutor's spouse in negotiations with insurance company regarding claim may not prosecute arson cases in which insurance company is only remaining statutory crime victim.
  • MS (1985-111) Attorney practicing with wife of District Attorney must recuse self from criminal cases within spouse’s district.
  • MS (1996-235) So long as precautions are taken, spousal relation with district attorney does not disqualify lawyer’s firm from representing criminal defendants.
  • MO (70208) Firemen, court personnel, and relatives of law enforcement may be prosecuted without assigning special prosecutor as long as there are no factors related to officers’ or court personnel’s’ relationship with prosecutor’s office that would affect elected prosecutor’s objectivity or objectivity of assigned prosecutor.
  • MO (940152) Attorney not required to request special prosecutor in case where prosecutor has social relationship with victim unless such relationship would affect attorney’s independent exercise of discretion.
  • MO (950187) Municipal prosecutor may serve as prosecutor where relative is judge as long as prosecutor does not appear before relative.
  • MT (1995-950407) Spouses may not serve as opposing counsel.
  • NE (1978-09) Not per se unethical for attorney to represent defendants in criminal cases in county in which close relative of attorney is county attorney.
  • NE (1990-03) County attorney may ethically prosecute second cousin in criminal case if county attorney has had no social or business contact with accused.
  • NE (1993-05) County attorney, whose husband is police officer in same county, is not disqualified from prosecuting case in which police department is involved unless husband will be called as witness.
  • NJ (1971-191) No member of firm may represent criminal defendants in criminal matters in county where former partner is now full time prosecutor.
  • NJ (1971-201) Father may not continue to represent criminal defendants once son has dissolved partnership and become full time prosecutor.
  • NJ (1977-368) Assistant county prosecutor whose mother is chief clerk of juvenile and domestic relations court is not prohibited from appearing before that court in limited fashion.
  • NJ (1978-394) Prosecutor should not prosecute police officer in municipality where he serves as prosecutor and where defendant is police officer or other officer or employee of same municipality.
  • NJ (1978-400) Municipal attorney should not represent municipal police officer who is charged with disorderly persons offense or indictable offense arising out of his duties as police officer in same municipality.
  • NJ (1987-599) Father/brother who have not worked with daughter/sister assistant prosecutor is not barred from practicing criminal defense work in her district.
  • NJ (1989-627) Prosecutor can continue to work in municipal court where his second cousin is judge.
  • NY (1993-660) Couple who dates frequently is ethically barred from trying criminal cases in opposition to one another.
  • NY (1999-725) Town Judge may not preside over case where sibling is Assistant District Attorney.
  • OH (87-04) Prosecuting Attorney may not practice law in spouse’s courtroom. Disqualification of prosecuting attorney does not per se disqualify other lawyers serving that office.
  • OH (1991-22) Conflict of interest arises when siblings are both prosecuting attorney and criminal defense attorney.
  • OH (1993-7) Assistant county prosecutor and criminal defense attorney who are spouses may not represent opposing parties in criminal matter, except upon disclosure and consent.
  • RI (1992-70) Assistant solicitor employed by municipality and under direct supervision of attorney employed by private practice cannot represent municipality in case where supervising attorney is representing opposing interest.
  • SC (1985-23) Legal services can hire wife of assistant solicitor as secretary.
  • TN (1981-12) No per se rule baring part-time prosecutor from representing alleged father in defense of paternity suit.
  • TX (1950-32) District attorney may not prosecute relative.
  • TX (2002-539) Spouse may not represent criminal defendant where spouse is district attorney unless reasonable belief that there will be no effect exists.
  • VT (79-20) Vermont practicing attorney who is married to Vermont trial judge is not barred from practicing before district court bench in general and practicing attorney’s associates in attorney general’s office are not precluded from practicing before attorney’s spouse.
  • VA (1992-1465) There is no impropriety in Commonwealth’s Attorney prosecuting those charged with trespassing on homeowner association’s community property when Commonwealth Attorney is either member or elected official of association.
  • WV (1985-06) Not conflict of interest per se for county prosecuting attorneys to investigate and/or prosecute county officials.
  • WI (86-01) Where district attorney’s spouse is deputy sheriff in same county, there is no reason for attorney to treat cases investigated by spouse in different manner.
  • ABA Informal Op. 1419. Opinion states that there is no impropriety in prosecutor serving as landlord of public defender.
  • ABA Formal Op. 93-372. Opinion addresses propriety of requesting future conflicts of interests.

e. Shared Offices

  • DC (2001-303) Unaffiliated lawyers may share office space and related services as long as they don’t compromise confidentiality.
  • KY (1975-E 128) County attorney may not share office with judge of police court.
  • KY (1987-E 322) Attorney who represents criminal defendants may not share office with full or part time prosecutor.
  • MI (1991- RI082) Criminal defense lawyer acting as landlord may rent office space for use by county prosecutor provided that lawyers both maintain strict confidentiality.
  • MS (1987-134) When prosecuting attorney shares office space with criminal defense attorney, proper precautions must be used to maintain client confidentiality.
  • NJ (1970-185) It is improper for prosecutor to share office with attorney who is “quasi-criminal” defense lawyer.
  • NJ (1986-584) Conflict of interest created when office building shared between municipal court judge, municipal prosecutor, and municipal attorney.
  • OH (1992-13) Assistant county prosecutor in part time private practice may share office space with or sublet office space from attorney whose practice includes criminal defense representation provided certain requirements are met.
  • OH (1994-14) Assistant county prosecutor in part time private practice can share office space with attorney whose practice includes criminal defense representations. Attorneys may co-counsel in civil cases not related to or in conflict with prosecutor’s office.
  • OK (1968-254) If relation between Assistant District Attorney and another attorney should consist only of sharing office space, it is not violation of ethical standards for that attorney to accept criminal cases.
  • RI (1992-33) Attorney who is sharing space with attorney who is also member of city council is not prohibited from practicing before any municipal entity.
  • RI (1992-70) Assistant solicitor employed by municipality and under direct supervision of attorney employed by private practice cannot represent municipality in case where supervising attorney is representing opposing interest.
  • RI (1995-32) Law firm cannot represent client whose interests are adverse to town while associate of firm is city solicitor for that town.
  • RI (2001-02) Attorney who shares office space with attorneys who are solicitors may appear before municipality’s zoning board of review.
  • SC (1977-01) Circuit solicitor who intends to retire from practice of law and become full-time solicitor may maintain office in building in which he has one-half interest and in which his former firm has offices.
  • SC (85-17) Attorney C, who shares office space with sole practitioner Attorney B, wife of Attorney A, who is Solicitor of "X" Circuit, should not be prevented from representing criminal defendants whose charges are being handled directly by Solicitor A, and should not be precluded from continuing criminal practice in any other respects.
  • VA (1416) Improper for attorney who leases office space to Commonwealth’s Attorney, while also sharing waiting room, receptionist, and law library, to simultaneously represent criminal defendant clients who are being prosecuted by Commonwealth’s Attorney.
  • VA (1578) Not improper for attorney who leases office space to or from Commonwealth’s Attorney to represent criminal defendants if certain precautions taken.
  • WV (1976-03) Unethical for private attorneys to represent criminal defendants where prosecuting attorney shares office space, personnel, and stationary with two private attorneys.
  • WI (2000-02) Lawyers are not prohibited from sharing office space, support staff, or equipment with either another lawyer or nonlawyer provided adequate protection is taken to protect clients’ interests.

DISCIPLINARY RULES, APPLICABILITY OF

  • ABA Formal Op. 336. Opinion states that lawyers, whether acting in professional capacity or not, is subject to disciplinary rules of the Code of Professional Responsibility.


DISCOVERY, ISSUES RELATED TO (See also Evidence, Disclosure, Receipt or Use of)

  • ABA Information Op. 1458. Opinion addresses duty of attorney, in civil case, to disclose knowledge of inaccuracy in document produced during discovery.
  • ABA Formal Op. 92-368. Opinion addresses attorney’s duty in regard to inadvertent disclosure by opposing party of confidential materials.
  • ABA Formal Op. 93-376. Opinion addresses attorney’s obligation when client lies in response to discovery requests.
  • ABA Formal Op. 94-382. Opinion addresses attorney’s duty in regard to unsolicited receipt of privileged or confidential materials.

DISPOSITION OF CASES

ETHICAL VIOLATIONS, DUTY TO REPORT OR THREATENING TO REPORT FOR

  • AZ (1998-02) Opinion addresses whether prosecutor has duty to report criminal defense attorney’s ineffective assistance as counsel to state bar.
  • CO (1996-64) Opinion addresses duty to report ethical violation and knowledge one must have to make such determination.
  • OH (1989-09) Municipal prosecutor, who has knowledge that criminal defense attorney is employed as associate of same law firm as county prosecutor, has duty to report such knowledge to tribunal or other authority empowered to investigate or act upon such violation.
  • ABA Informal Op. 1379. Opinion addresses duty of attorney to report knowledge of apparent ethics violation by opposing counsel to court or disciplinary authority during course of ongoing litigation.
  • ABA Formal Op. 94-383. Opinion addresses propriety of attorney’s use of threat of filing of disciplinary complaint or report for the purpose of gaining advantage in civil case.
  • ABA Formal Op. 94-384. Opinion addresses whether attorney against whom disciplinary complaint has been filed by opposing counsel in ongoing matter is required to withdraw from representation of client in matter.

EVIDENCE, DISCLOSURE, RECEIPT OR USE OF (See also Discovery, Issues Related to)

  • AZ (1987-19) Discovery of confidential communications between juvenile criminal defendant and his lawyer.
  • AZ (1994-07) While Rule 3.8(d) might require disclosure of death of state’s witness, local discovery rule (an equivalent of Model Rule 3.4) did require disclosure; if officer had been listed as witness, prosecutor has obligation to notify defense of witness’ death; to do otherwise would be to deceive and mislead defendant and be prejudicial to administration of justice; disclosure should be made before defendant is asked to respond to any plea offer.
  • CA (1986-87) Opinion addresses whether prosecutor should disclose criminal defendant’s past criminal record at sentencing hearing when that information is on public record.
  • CA (1987-93) Deputy District Attorney must disclose to court any relationships with bailiff or court reporter.
  • CO (1982-60) Lawyer has affirmative duty to surrender incriminating evidence in his possession, but must not reveal identity or communications of client; if lawyer only observes incriminating evidence as result of representation of client and does not handle, disturb or alter it, he must not disclose observations to authorities.
  • CO (2000-108) Opinion addresses ethical obligations when attorney receives privileged or confidential documents inadvertently disclosed by opposing party.
  • NC (1995-RPC 221) Absent court order or law requiring delivery of physical evidence of crime to authorities, lawyer for criminal defendant may take possession of evidence that is not contraband in order to examine, test, or inspect it; lawyer must return inculpatory physical evidence that is not contraband to source and advise source of legal consequences pertaining to possession or destruction of evidence.
  • NC (1997-RPC 233) Deputy attorney general who is representing state in capital appeal should send copy to defense lawyer of letter he received from defendant.
  • ND (2001-07) Opinion addresses whether information obtained by state’s attorney in commitment proceeding can be used by state’s attorney in criminal proceeding in which defendant is same person against whom commitment was sought.
  • SC (1989-02) Attorney in violation of contraband possession laws if takes possession of narcotic drugs given to him by client to be used as evidence.
  • SC (1990-14) Rule 1.6(a) prohibits attorney from voluntarily revealing to third parties identity of clients or amount of work he does for them without first obtaining their consent to disclosure after full explanation of circumstances surrounding disclosure.
  • SC (1994-30) Generally, client's address communicated in confidence to attorney is information that should not be voluntarily revealed to third parties unless client first consents to disclosure after full discussion and explanation of circumstances surrounding disclosure; if lawyer is called as witness to give testimony concerning client, absent waiver by client, lawyer is required to invoke attorney-client privilege when applicable; if court finds privilege inapplicable, attorney may ethically comply with court's order and disclose client's whereabouts.
  • SC (1997-14) Opinion addresses obligations of lawyer in regard to false or potentially false testimony after verdict entered in case.
  • SC (2003-11) Under Rule 3.8(d), prosecutor is required to reveal if officer failed to disclose truth to his superior officer during official department investigation.
  • TN (1984-66) Opinion addresses whether certain information received by prosecution is confidential, and whether prosecutor may have defense attorney testify.
  • TN (1988-116) Prosecutor, having probable cause to believe that notice to prior attorney-of-record will likely result in defaulting obligor fleeing jurisdiction, may apply to Court having jurisdiction on matter for permission to file petitions for contempt and attachment without notice to attorney-of-record.
  • ABA Formal Op. 92-368. Opinion addresses attorney’s duty in regard to inadvertent disclosure by opposing party of confidential materials.

ENDORSEMENTS/RECOMMENDATIONS

  • UT (1978-48) While attorney candidate for political office may not use endorsement statements of judge, he may use endorsement of former client if used for sole purpose of garnering votes provided endorsements are done in dignified manner.

JUDGES, EX PARTE CONTACT WITH

  • NC (1997-03) Lawyer may engage in ex parte communication with judge regarding scheduling or administrative matter only if necessitated by administration of justice or exigent circumstances and diligent efforts to notify opposing counsel have failed.
  • NC (2001-15) Lawyer may not communicate ex parte with judge in reliance upon communication being "permitted by law" unless there is statute or case law specifically and clearly authorizing such communications or proper notice is given to adverse party or counsel.
  • OR (1991-71) Attorney may not have ex parte communications with judge in order to obtain suspension of sentence.

JUDGES, RELATIONSHIP OR INTERACTION WITH

  • OR (1991-56) Attorneys may not contribute to or solicit funds for “vacation fund” for semi-retired judge who is still sitting part-time on pro term basis.
  • RI (1991-41) Ethically permissible for attorney to send flowers to hospitalized judge, even though they expect to appear before that judge again, because it is gift of minimum monetary value.
  • RI (1992-90) Ethically appropriate to invite members of judiciary to holiday event.

JURY COMMUNICATION/SELECTION

a. Selection of Jury

  • NJ (1998-685) Attorney may not use peremptory challenges to remove potential jurors on basis of race.

b. Statements to or Conduct toward Jurors during Trial

  • MS (1962-07) When dealing with jury, it is improper for lawyer to curry favor with flattery or pretended solicitude for their personal comfort.
  • ABA Informal Op. 535. Opinion states that it is not appropriate for a lawyer, either before or after a jury has been discharged, to do any act that could be construed as fawning or flattery or to hold a juror up for special consideration.

c. Contact after Conclusion of Trial

  • CA (1976-39) Improper, after trial, to inform juror of inadmissible facts of prejudicial or aggravating nature.
  • CO (1995-70) After verdict has been returned, it is improper for attorney who has participated in trial to tell jury about information that was not presented at trial, if such information is disclosed to jury with intention of or in spirit of criticizing jury’s decision, influencing actions of jurors in future jury service, harassing jury, or otherwise behaving improperly toward jurors in any manner prohibited by Code of Professional Responsibility.
  • DE (1979-02) After hung jury, prosecutor may not speak with juror about juror’s frustration with outcome and areas that gave jury difficulty.
  • FL (1995-70) In some circumstances, it is improper for attorney to communicate with jury after trial has ended.
  • KY (1979-E 220) Prosecutor may not secure written affidavits from jurors in criminal case regarding their feelings as to accused’s penalty with specific intent to use information at sentencing phase of case.
  • MS (1962-07) When dealing with jury, it is improper for lawyer to curry favor with flattery or pretended solicitude for their personal comfort.
  • MS (1962-08) Lawyer ethically has no right, after verdict, to seek out members of jury before whom he has tried case and question them concerning how certain aspects impressed them, what they thought of certain evidence on both sides of case, and how certain they stood on certain questions.
  • OR (1991-9) Attorney may ethically contact jurors if case tried in Oregon state court, and may be able to ethically contact jurors if tried in U.S. District Court.
  • OR (1995-143) Attorney may not ethically initiate contact with jurors to determine what impressed them about attorney’s arguments or to determine whether any conduct of jurors might give attorney additional argument on appeal.
  • VT (1979-03) Attorney may interview juror after criminal or civil trial, prior to end of juror’s service on current jury panel with regard to matters pertaining to juror’s reaction to case.
  • ABA Formal Op. 319. Opinion addresses ethical propriety of jury contact after trial where it is either legal or illegal to do so.
  • ABA Informal Op. 535. Opinion states that it is not appropriate for a lawyer, either before or after a jury has been discharged, to do any act that could be construed as fawning or flattery or to hold a juror up for special consideration.

MISCELLANEOUS

  • MI (2002-RI329) When lawyer, including prosecuting attorney, comes into possession of funds intended to provide restitution to victims, trust account established in accordance with provisions of MRPC 1.15 is required.
  • MT (1996-960827) Propriety of prosecutor receiving funds from Drug Forfeiture Account as part of his salary.
  • RI (1988-21) Unethical for solicitor to participate in strike by state employees.
  • SC (1988-06) Legal assistant or paralegal required to perform firm duties outside office, legal assistant may have business card which includes firm name; if legal assistant's duties don’t require outside performance, business card showing firm's address and phone number, but not firm name, is acceptable; under either circumstances, designation "Legal Assistant" must be included on card following individual's name.
  • TN (1984-66) Opinion addresses whether information received by prosecution is confidential, and whether prosecutor may have defense attorney testify.
  • TX (1973-365) Prosecuting attorney should not do any act or take any position calculated to deny criminal defendant's right to full and fair trial.
  • TX (1987-454) Prosecutor, as any other attorney, should avoid participating in any case where implication of partiality might cast shadow on integrity of office; if, in instant case, prosecution is pursued by counsel within District Attorney's Office, such shadow would most certainly exist.
  • VA (2002-1767) Permissibility of prosecutor’s statements made in court are governed by Rules’ general provisions regarding restrictions on attorney’s professional communications.
  • ABA Informal Op. 1293. Opinion addresses duty of attorney in regard to client confidences after death of the client.
  • ABA Informal Op. 1367. Opinion addresses propriety of correspondence signed by paralegals on firm letterhead.
  • ABA Informal Op. 1390. Opinion states not improper to identify law firm of author in legal publication.
  • ABA Informal Op. 1423. Opinion addresses propriety of cooperation by attorney with author who wants to include material about lawyer in book.
  • ABA Information Op. 1429. Opinion addresses propriety of military attorney advising client to plead not guilty in order to gain benefits of pre-trial plea bargaining.
  • ABA Informal Op. 1434. Opinion addresses propriety of attorney or law firm to employ disbarred attorney in nonlegal capacity.
  • ABA Informal Op. 1448. Opinion states improper for associates or others to address attorney, who formerly served as judge, as “judge” in presence of jury.
  • ABA Informal Op. 1453. Opinion addresses duty of criminal defense attorney when client has been sentenced to incarceration but no steps have been taken by state to execute sentence.
  • ABA Informal Op. 1477. Opinion addresses requirement of judicial recusal when litigant is represented by judge’s attorney.
  • ABA Formal Op. 92-363. Opinion addresses propriety of attorney threatening criminal prosecution to gain advantage in civil matter and either agreeing or having client agree, as part of settlement of civil matter, to refrain from prosecuting criminal conduct.
  • ABA Formal Op. 95-391. Opinion addresses propriety of use of title “judge” by former judge in practice of law.
  • ABA Formal Op. 95-398. Opinion addresses attorney’s duty in regard to protecting confidentiality of client files and information from third parties, such as computer maintenance company.
  • ABA Formal Op. 98-412. Opinion addresses disclosure obligations of attorney who learns that client violated court order during litigation.
  • ABA Formal Op. 84-1507. Opinion addresses propriety of use of pseudonym by attorney in connection with a publication.
  • ABA Informal Op. 86-1518. Opinion addresses duty of attorney who is inadvertently advantaged by opposing counsel’s failure to include in contract term previously agreed upon.
  • ABA Informatin Op. 87-1524. Opinion addresses whether judge must recuse him or herself from trial of case in which former association of represents parties before judge.

MISREPRESENTATION OF FACTS OR LAW

  • NC (1997-RPC 236) Lawyer may not issue subpoena containing misrepresentations as to pendency of an action, date or location of hearing, or lawyer's authority to obtain documentary evidence.
  • NC (1998-05) Defense lawyer may remain silent while prosecutor presents inaccurate driving record to court provided lawyer and client did not criminally or fraudulently misrepresent driving record to prosecutor or court.
  • NC (2003-05) Neither defense lawyer nor prosecutor may participate in misrepresentation of criminal defendant's prior record level in sentencing proceeding even if judge is advised of misrepresentation and does not object.
  • SC (1997-14) Opinion addresses obligations of lawyer in regard to false or potentially false testimony after verdict entered in case.

PERJURED OR FALSE TESTIMONY, POTENTIAL OR ACTUAL

  • SC (97-14). Opinion discusses duty of attorney, in context of civil case, upon learning of commission of perjury by witness.
  • ABA Formal Op. 341. Opinion addresses obligation of attorney to disclose fraud committed by his or her client.
  • ABA Informal Op. 1314. Opinion addresses duty of attorney concerning commission of perjury by client.
  • ABA Informal Op. 1318. Opinion addresses withdrawal from case when client indicates intent to commit perjury.
  • ABA Formal Op. 87-353. Opinion addresses attorney’s responsibility in regard to client’s perjury, including discussion of criminal cases.

PLEA AGREEMENTS AND NEGOTIATIONS

  • AZ (1995-08) Lawyer may enter into plea agreement that includes waiver of post-conviction and collateral rights without violating ethical rules.
  • GA (1993-03) Ethical propriety of prosecutor conditioning plea agreement in criminal case on waiver of defense counsel’s fee.
  • IL (1989-16) It is not professionally improper for attorney to condition DUI plea agreement upon defendant’s dismissal of related civil proceeding to resci